COMPLIANCECASTS Trademark

Trademark Overview

On Tuesday, September 30, 2008, a trademark application was filed for COMPLIANCECASTS with the United States Patent and Trademark Office. The USPTO has given the COMPLIANCECASTS trademark a serial number of 77582396. The federal status of this trademark filing is REGISTERED AND RENEWED as of Friday, September 4, 2020. This trademark is owned by Ascendant Compliance Management, Inc.. The COMPLIANCECASTS trademark is filed in the Education & Entertainment Services category with the following description:

Web-based training programs in the nature of courses, seminars, workshops and classes addressing the educational needs of compliance officers and staff within investment advisers, hedge funds and broker dealers in the areas of risk management, compliance and regulatory issues
compliancecasts

General Information

Serial Number77582396
Word MarkCOMPLIANCECASTS
Filing DateTuesday, September 30, 2008
Status800 - REGISTERED AND RENEWED
Status DateFriday, September 4, 2020
Registration Number3745298
Registration DateTuesday, February 2, 2010
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, February 17, 2009

Trademark Statements

Goods and ServicesWeb-based training programs in the nature of courses, seminars, workshops and classes addressing the educational needs of compliance officers and staff within investment advisers, hedge funds and broker dealers in the areas of risk management, compliance and regulatory issues
Pseudo MarkCOMPLIANCE CASTS

Classification Information

International Class041 - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes100, 101, 107
Class Status Code6 - Active
Class Status DateMonday, December 29, 2008
Primary Code041
First Use Anywhere DateWednesday, September 17, 2008
First Use In Commerce DateWednesday, September 17, 2008

Trademark Owner History

Party NameAscendant Compliance Management, LLC
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressSalisbury, CT 06068-0194
Party NameAscendant Compliance Management, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressSalisbury, CT 060680194
Party NameAscendant Compliance Management, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressSalisbury, CT 06068
Party NameAscendant Compliance Management, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressSalisbury, CT 06068

Trademark Events

Event DateEvent Description
Friday, October 3, 2008NEW APPLICATION ENTERED
Saturday, October 4, 2008NOTICE OF PSEUDO MARK MAILED
Monday, December 29, 2008ASSIGNED TO EXAMINER
Monday, December 29, 2008EXAMINERS AMENDMENT -WRITTEN
Monday, December 29, 2008EXAMINERS AMENDMENT E-MAILED
Monday, December 29, 2008NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Monday, December 29, 2008EXAMINER'S AMENDMENT ENTERED
Monday, December 29, 2008APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, January 14, 2009ASSIGNED TO LIE
Wednesday, January 14, 2009LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, January 28, 2009NOTICE OF PUBLICATION
Tuesday, February 17, 2009PUBLISHED FOR OPPOSITION
Tuesday, May 12, 2009ASSIGNED TO EXAMINER
Tuesday, May 12, 2009NOA MAILED - SOU REQUIRED FROM APPLICANT
Thursday, November 12, 2009TEAS STATEMENT OF USE RECEIVED
Thursday, November 12, 2009SOU TEAS EXTENSION RECEIVED
Thursday, November 12, 2009SOU EXTENSION 1 FILED
Thursday, November 12, 2009USE AMENDMENT FILED
Monday, December 21, 2009CASE ASSIGNED TO INTENT TO USE PARALEGAL
Monday, December 21, 2009SOU EXTENSION 1 GRANTED
Monday, December 21, 2009STATEMENT OF USE PROCESSING COMPLETE
Tuesday, December 22, 2009ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Wednesday, December 30, 2009ASSIGNED TO LIE
Thursday, December 31, 2009LAW OFFICE REGISTRATION REVIEW COMPLETED
Tuesday, February 2, 2010REGISTERED-PRINCIPAL REGISTER
Friday, January 29, 2016TEAS SECTION 8 & 15 RECEIVED
Thursday, March 31, 2016CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Thursday, March 31, 2016REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Thursday, March 31, 2016NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Saturday, February 2, 2019COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Thursday, July 23, 2020TEAS SECTION 8 & 9 RECEIVED
Tuesday, September 1, 2020CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, September 1, 2020POST REGISTRATION ACTION MAILED - SEC. 8 & 9
Thursday, September 3, 2020TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
Friday, September 4, 2020REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Friday, September 4, 2020REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Friday, September 4, 2020NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Wednesday, May 4, 2022ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Friday, November 22, 2024TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, November 22, 2024APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Friday, November 22, 2024ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, November 22, 2024TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, November 22, 2024TEAS CHANGE OF OWNER ADDRESS RECEIVED
Friday, November 22, 2024TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS

Related Keywords

compliancecasts compliance funds hedge advisers broker investment dealers regulatory issues management