| Serial Number | 97874492 |
| Word Mark | COMPLIANCEASSURANCE |
| Filing Date | Wednesday, April 5, 2023 |
| Status | 661 - RESPONSE AFTER NON-FINAL ACTION - ENTERED |
| Status Date | Tuesday, March 12, 2024 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Pseudo Mark | COMPLIANCE ASSURANCE |
| Goods and Services | Compliance services, namely, providing financial information to financial institutions concerning financial requirements of mutual funds, exchange traded funds (ETFs), and hedge fund transactions by brokers, investment advisors, and broker dealers for regulatory compliance in the field of the investment industry |
| Goods and Services | Regulatory compliance services, namely, providing regulatory compliance consulting information to financial institutions in the fields of mutual funds, exchange traded funds (ETFs), and hedge fund transactions by brokers, investment advisors, and broker dealers for regulatory compliance in the field of the investment industry |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 102, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Sunday, April 30, 2023 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, August 14, 2009 |
| First Use In Commerce Date | Friday, August 14, 2009 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, March 12, 2024 |
| Primary Code | 045 |
| First Use Anywhere Date | Friday, August 14, 2009 |
| First Use In Commerce Date | Friday, August 14, 2009 |
| Party Name | Vigilant Compliance, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chadds Ford, PA 19317 |
| Event Date | Event Description |
| Tuesday, March 12, 2024 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, March 12, 2024 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, March 12, 2024 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, December 6, 2023 | APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED |
| Wednesday, December 6, 2023 | APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED |
| Wednesday, September 13, 2023 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, September 13, 2023 | NON-FINAL ACTION E-MAILED |
| Wednesday, September 13, 2023 | NON-FINAL ACTION WRITTEN |
| Monday, August 28, 2023 | ASSIGNED TO EXAMINER |
| Sunday, April 30, 2023 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, April 8, 2023 | NEW APPLICATION ENTERED |