| Serial Number | 90743762 |
| Word Mark | COMPLIANCE TUNE-UP |
| Filing Date | Sunday, May 30, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, May 24, 2022 |
| Registration Number | 6731396 |
| Registration Date | Tuesday, May 24, 2022 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 1, 2022 |
| Description of Mark | The mark consists of a dark blue magnifying glass with a blue check mark inside of it and the words "Compliance Tune-Up" written in blue at the bottom inside an overall blue square. The color white is not claimed as a feature of the mark and merely represents background or transparent areas. |
| Indication of Colors claimed | The color(s) Dark blue and blue is/are claimed as a feature of the mark. |
| Goods and Services | Financial auditing, namely, providing particularized audits to satisfy the monitoring needs of financial institution in order to determine cost-effective and actionable compliance plans |
| Goods and Services | Regulatory compliance auditing, namely, providing particularized audits to satisfy the monitoring needs of financial institutions in order to determine cost-effective and actionable compliance plans |
| NOT AVAILABLE | "COMPLIANCE" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, August 24, 2021 |
| Primary Code | 035 |
| First Use Anywhere Date | Tuesday, August 25, 2020 |
| First Use In Commerce Date | Tuesday, August 25, 2020 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, August 24, 2021 |
| Primary Code | 045 |
| First Use Anywhere Date | Tuesday, August 25, 2020 |
| First Use In Commerce Date | Tuesday, August 25, 2020 |
| Party Name | NOT AVAILABLE |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 01 - Individual |
| Address | Merrick, NY 11566 |
| Party Name | NOT AVAILABLE |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 01 - Individual |
| Address | Merrick, NY 11566 |
| Party Name | NOT AVAILABLE |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 01 - Individual |
| Address | Merrick, NY 11566 |
| Event Date | Event Description |
| Friday, January 14, 2022 | NON-FINAL ACTION WRITTEN |
| Friday, January 14, 2022 | NON-FINAL ACTION E-MAILED |
| Friday, January 14, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, January 21, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, June 2, 2021 | NEW APPLICATION ENTERED |
| Tuesday, August 24, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, August 25, 2021 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, January 7, 2022 | ASSIGNED TO EXAMINER |
| Friday, January 21, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Saturday, January 22, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, January 24, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, March 1, 2022 | PUBLISHED FOR OPPOSITION |
| Wednesday, February 9, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, March 1, 2022 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 24, 2022 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, May 24, 2022 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Monday, November 13, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, November 13, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, November 13, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, June 26, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, June 26, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, June 26, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, June 26, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, June 26, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, June 26, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |