COMPLIANCE IS NOT AN OPTION Trademark

Trademark Overview

On Sunday, July 11, 2004, a trademark application was filed for COMPLIANCE IS NOT AN OPTION with the United States Patent and Trademark Office. The USPTO has given the COMPLIANCE IS NOT AN OPTION trademark a serial number of 78448889. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, March 3, 2017. The COMPLIANCE IS NOT AN OPTION trademark is filed in the Advertising, Business and Retail Services category with the following description:

Business services, namely, regulatory compliance policy and procedure auditing and examination, guidance and assistance with respect to policy and procedures, due diligence, and account/transaction monitoring
compliance is not an option

General Information

Serial Number78448889
Word MarkCOMPLIANCE IS NOT AN OPTION
Filing DateSunday, July 11, 2004
Status710 - CANCELLED - SECTION 8
Status DateFriday, March 3, 2017
Registration Number3124528
Registration DateTuesday, August 1, 2006
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, October 11, 2005

Trademark Statements

Goods and ServicesBusiness services, namely, regulatory compliance policy and procedure auditing and examination, guidance and assistance with respect to policy and procedures, due diligence, and account/transaction monitoring

Classification Information

International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, March 3, 2017
Primary Code035
First Use Anywhere DateWednesday, January 1, 2003
First Use In Commerce DateWednesday, January 1, 2003

Trademark Owner History

Party NameNOT AVAILABLE
Party Type30 - Original Registrant
Legal Entity Type01 - Individual
AddressHAYESVILLE, NC 28904
Party NameNOT AVAILABLE
Party Type20 - Owner at Publication
Legal Entity Type01 - Individual
AddressHAYESVILLE, NC 28904
Party NameNOT AVAILABLE
Party Type10 - Original Applicant
Legal Entity Type01 - Individual
AddressPembroke Pines, FL 33027

Trademark Events

Event DateEvent Description
Friday, March 3, 2017CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Saturday, August 1, 2015COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Thursday, January 19, 2012NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Thursday, January 19, 2012REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Tuesday, January 17, 2012CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, November 25, 2011TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, November 25, 2011TEAS SECTION 8 & 15 RECEIVED
Tuesday, August 1, 2006REGISTERED-PRINCIPAL REGISTER
Saturday, June 17, 2006LAW OFFICE REGISTRATION REVIEW COMPLETED
Saturday, June 17, 2006ASSIGNED TO LIE
Friday, May 26, 2006ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Wednesday, May 3, 2006TEAS/EMAIL CORRESPONDENCE ENTERED
Saturday, April 8, 2006CORRESPONDENCE RECEIVED IN LAW OFFICE
Saturday, April 8, 2006TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, April 3, 2006FINAL REFUSAL E-MAILED
Monday, April 3, 2006SU - FINAL REFUSAL - WRITTEN
Saturday, March 18, 2006TEAS/EMAIL CORRESPONDENCE ENTERED
Sunday, March 5, 2006CORRESPONDENCE RECEIVED IN LAW OFFICE
Sunday, March 5, 2006TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, February 27, 2006NON-FINAL ACTION E-MAILED
Monday, February 27, 2006SU - NON-FINAL ACTION - WRITTEN
Wednesday, February 8, 2006STATEMENT OF USE PROCESSING COMPLETE
Monday, January 9, 2006USE AMENDMENT FILED
Monday, January 9, 2006TEAS STATEMENT OF USE RECEIVED
Tuesday, January 3, 2006NOA MAILED - SOU REQUIRED FROM APPLICANT
Saturday, December 10, 2005CHANGES/CORRECTIONS AFTER PUB APPROVAL ENTERED
Saturday, October 29, 2005TEAS CHANGE OF OWNER ADDRESS RECEIVED
Saturday, October 29, 2005TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, October 11, 2005PUBLISHED FOR OPPOSITION
Wednesday, September 21, 2005NOTICE OF PUBLICATION
Saturday, June 25, 2005LAW OFFICE PUBLICATION REVIEW COMPLETED
Friday, June 10, 2005ASSIGNED TO LIE
Wednesday, June 8, 2005APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, May 11, 2005TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, April 26, 2005CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, April 26, 2005TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, April 19, 2005NON-FINAL ACTION E-MAILED
Tuesday, April 19, 2005NON-FINAL ACTION WRITTEN
Wednesday, March 16, 2005AMENDMENT FROM APPLICANT ENTERED
Friday, March 11, 2005CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, March 11, 2005TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, February 25, 2005NON-FINAL ACTION E-MAILED
Friday, February 25, 2005NON-FINAL ACTION WRITTEN
Monday, February 14, 2005ASSIGNED TO EXAMINER
Wednesday, July 21, 2004NEW APPLICATION ENTERED IN TRAM

Related Keywords

option compliance policy procedures assistance respect diligence monitoring transaction account guidance examination