COMPLIANCE INFORMER Trademark

Trademark Overview

On Thursday, July 26, 2012, a trademark application was filed for COMPLIANCE INFORMER with the United States Patent and Trademark Office. The USPTO has given the COMPLIANCE INFORMER trademark a serial number of 85687609. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, December 15, 2023. This trademark is owned by Hardin Compliance Consulting LLC. The COMPLIANCE INFORMER trademark is filed in the Personal, Legal & Social Services category with the following description:

Regulatory compliance consulting in the field of registered investment advisers, private funds and broker/dealers
compliance informer

General Information

Serial Number85687609
Word MarkCOMPLIANCE INFORMER
Filing DateThursday, July 26, 2012
Status710 - CANCELLED - SECTION 8
Status DateFriday, December 15, 2023
Registration Number4348115
Registration DateTuesday, June 4, 2013
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, January 22, 2013

Trademark Statements

Goods and ServicesRegulatory compliance consulting in the field of registered investment advisers, private funds and broker/dealers
Disclaimer with Predetermined Text"COMPLIANCE"

Classification Information

International Class045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals.
US Class Codes100, 101
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, December 15, 2023
Primary Code045
First Use Anywhere DateTuesday, February 21, 2012
First Use In Commerce DateWednesday, August 15, 2012

Trademark Owner History

Party NameHardin Compliance Consulting LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressWEXFORD, PA 15090
Party NameHardin Compliance Consulting LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressWARRENDALE, PA 15086
Party NameHardin Compliance Consulting LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressWARRENDALE, PA 15086

Trademark Events

Event DateEvent Description
Friday, December 15, 2023CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Wednesday, August 17, 2022APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Wednesday, August 17, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, August 17, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, August 17, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, August 17, 2022TEAS CHANGE OF OWNER ADDRESS RECEIVED
Saturday, June 4, 2022COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Wednesday, October 13, 2021ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Thursday, September 30, 2021TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, September 30, 2021ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, September 30, 2021TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, August 31, 2018NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Friday, August 31, 2018REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Friday, August 31, 2018CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, August 21, 2018TEAS SECTION 8 & 15 RECEIVED
Tuesday, August 21, 2018TEAS CHANGE OF CORRESPONDENCE RECEIVED
Monday, June 4, 2018COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Tuesday, June 4, 2013REGISTERED-PRINCIPAL REGISTER
Thursday, May 2, 2013NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Wednesday, May 1, 2013LAW OFFICE REGISTRATION REVIEW COMPLETED
Tuesday, April 23, 2013ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Tuesday, April 16, 2013STATEMENT OF USE PROCESSING COMPLETE
Thursday, March 21, 2013USE AMENDMENT FILED
Tuesday, April 16, 2013CASE ASSIGNED TO INTENT TO USE PARALEGAL
Thursday, March 21, 2013TEAS STATEMENT OF USE RECEIVED
Tuesday, March 19, 2013NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, January 22, 2013OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, January 22, 2013PUBLISHED FOR OPPOSITION
Wednesday, January 2, 2013NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Monday, December 17, 2012LAW OFFICE PUBLICATION REVIEW COMPLETED
Saturday, December 15, 2012ASSIGNED TO LIE
Tuesday, December 4, 2012APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, December 4, 2012TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, December 3, 2012CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, December 3, 2012TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, December 3, 2012NOTIFICATION OF NON-FINAL ACTION E-MAILED
Monday, December 3, 2012NON-FINAL ACTION E-MAILED
Monday, December 3, 2012NON-FINAL ACTION WRITTEN
Friday, November 23, 2012ASSIGNED TO EXAMINER
Thursday, August 2, 2012NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Monday, July 30, 2012NEW APPLICATION ENTERED

Related Keywords

informer compliance private funds broker dealers advisers investment consulting field registered