COMPLIANCE FIRST BROKERAGE Trademark
Trademark Overview
On Friday, May 10, 2019, a trademark application was filed for COMPLIANCE FIRST BROKERAGE with the United States Patent and Trademark Office. The USPTO has given the COMPLIANCE FIRST BROKERAGE trademark a serial number of 88425211. The federal status of this trademark filing is ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE as of Wednesday, February 12, 2020. This trademark is owned by Compliance First Brokerage, LLC. The COMPLIANCE FIRST BROKERAGE trademark is filed in the Insurance & Financial Services category with the following description:
Broker-dealer financial services in the field of securities, namely, effecting transactions in securities for the account of others
General Information
| Serial Number | 88425211 |
| Word Mark | COMPLIANCE FIRST BROKERAGE |
| Filing Date | Friday, May 10, 2019 |
| Status | 602 - ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE |
| Status Date | Wednesday, February 12, 2020 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | Broker-dealer financial services in the field of securities, namely, effecting transactions in securities for the account of others |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, May 28, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
Trademark Owner History
| Party Name | Compliance First Brokerage, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10017 |
Trademark Events
| Event Date | Event Description |
| Wednesday, February 12, 2020 | ABANDONMENT NOTICE E-MAILED - FAILURE TO RESPOND |
| Wednesday, February 12, 2020 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| Friday, July 26, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, July 26, 2019 | NON-FINAL ACTION E-MAILED |
| Friday, July 26, 2019 | NON-FINAL ACTION WRITTEN |
| Thursday, July 25, 2019 | ASSIGNED TO EXAMINER |
| Tuesday, May 28, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Tuesday, May 14, 2019 | NEW APPLICATION ENTERED IN TRAM |
