COMPLIANCE COUNSEL Trademark
Trademark Overview
On Friday, March 2, 2001, a trademark application was filed for COMPLIANCE COUNSEL with the United States Patent and Trademark Office. The USPTO has given the COMPLIANCE COUNSEL trademark a serial number of 78050991. The federal status of this trademark filing is ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE as of Tuesday, March 26, 2002. The COMPLIANCE COUNSEL trademark is filed in the Advertising, Business and Retail Services category with the following description:
LEGAL AND BUSINESS CONSULTING SERVICES, NAMELY, PROVIDING LEGAL AND BUSINESS SERVICES AND RELATED INFORMATION TO BROKER-DEALER FIRMS, INVESTMENT ADVISORY FIRMS, INVESTMENT ADVISERS, REGISTERED REPRESENTATIVES, REGISTERED PRINCIPALS, INVESTMENT COMPANIES AND OTHERS PERSONS OR ENTITIES IN FINANCIAL AND INVESTMENT RELATED FIELDS ON COMPLIANCE-RELATED MATTERS, POLICIES AND PROCEDURES, REGISTRATIONS AND/OR OTHER REGULATORY ISSUES PROVIDED IN PERSON AND/OR DELIVERED VIA THE INTERNET AND/OR AN INTRANET
General Information
| Serial Number | 78050991 |
| Word Mark | COMPLIANCE COUNSEL |
| Filing Date | Friday, March 2, 2001 |
| Status | 602 - ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE |
| Status Date | Tuesday, March 26, 2002 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Disclaimer with Predetermined Text | COUNSEL |
| Goods and Services | LEGAL AND BUSINESS CONSULTING SERVICES, NAMELY, PROVIDING LEGAL AND BUSINESS SERVICES AND RELATED INFORMATION TO BROKER-DEALER FIRMS, INVESTMENT ADVISORY FIRMS, INVESTMENT ADVISERS, REGISTERED REPRESENTATIVES, REGISTERED PRINCIPALS, INVESTMENT COMPANIES AND OTHERS PERSONS OR ENTITIES IN FINANCIAL AND INVESTMENT RELATED FIELDS ON COMPLIANCE-RELATED MATTERS, POLICIES AND PROCEDURES, REGISTRATIONS AND/OR OTHER REGULATORY ISSUES PROVIDED IN PERSON AND/OR DELIVERED VIA THE INTERNET AND/OR AN INTRANET |
| Pseudo Mark | COMPLIANCE COUNSEL |
Classification Information
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 7, 2001 |
| Primary Code | 035 |
| First Use Anywhere Date | Sunday, February 4, 2001 |
| First Use In Commerce Date | Tuesday, March 27, 2001 |
Trademark Owner History
| Party Name | NOT AVAILABLE |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 01 - Individual |
| Address | Palm Beach Gardens, FL 33418 |
Trademark Events
| Event Date | Event Description |
| Tuesday, March 26, 2002 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| Tuesday, September 25, 2001 | NON-FINAL ACTION MAILED |
| Monday, September 24, 2001 | USE AMENDMENT ACCEPTED |
| Tuesday, September 18, 2001 | AMENDMENT TO USE PROCESSING COMPLETE |
| Tuesday, March 27, 2001 | USE AMENDMENT FILED |
| Wednesday, August 1, 2001 | NON-FINAL ACTION MAILED |
| Tuesday, July 17, 2001 | ASSIGNED TO EXAMINER |
