COMPLIANCE CONNECT Trademark

Trademark Overview


On Tuesday, January 16, 2024, a trademark application was filed for COMPLIANCE CONNECT with the United States Patent and Trademark Office. The USPTO has given the COMPLIANCE CONNECT trademark a serial number of 79390111. The federal status of this trademark filing is FINAL REFUSAL - MAILED as of Tuesday, March 18, 2025. This trademark is owned by Haystack Compliance Pty Limited. The COMPLIANCE CONNECT trademark is filed in the Advertising, Business and Retail Services, Education & Entertainment Services, and Computer & Software Services & Scientific Services categories with the following description:

Arranging of courses of instruction in the fields of financial regulatory compliance and financial risk and compliance management; conducting of educational courses and instructional seminars in the fields of financial regulatory compliance and financial risk and compliance management; education services in the nature of conducting live online tutorial sessions in the fields of financial regulatory and financial risk and compliance management; electronic publication of magazines containing information in the fields of financial regulatory compliance and financial risk and compliance management, online and over a global computer network; providing online non-downloadable electronic publications in the nature of programs, articles, guides and brochures in the fields of financial regulatory compliance and financial risk and compliance management; provision of education courses relating to financial regulatory compliance and financial risk and compliance management; provision of informatio...

Business advice relating to commercial management; business advisory services; business consultancy relating to regulatory compliance; business consultancy; business consultancy to firms; business consultancy to individuals; computerised file management; professional business consultancy; records management consultancy relating to business document management; business management and organization consultancy; business management consultancy; business consultancy relating to risk and compliance management; business risk management consultancy; commercial business management advisory services; outsourcing services, namely, business management assistance; strategic business consultancy in the nature of providing business management information in the field of strategic planning; all of the foregoing being business-to-business services offered to investment companies, private equity firms, venture capital firms, and family offices

Hosting computer websites; online provision of web-based software applications, non-downloadable, for implementing, monitoring and maintaining financial risk management systems and financial compliance management systems; online provision of web-based software, non-downloadable, for use as a platform for implementing, monitoring and maintaining financial risk management systems and financial compliance management systems; provision of online non-downloadable web-based software for use as a platform for implementing, monitoring and maintaining financial risk management systems and financial compliance management systems; software as a service (SaaS) services, namely, hosting software for use by others for financial regulatory compliance and risk and financial compliance management; software as a service (SaaS) services featuring software for implementing, monitoring and maintaining financial risk management systems and financial compliance management systems; web portal services, namely...
compliance connect

General Information


Serial Number79390111
Word MarkCOMPLIANCE CONNECT
Filing DateTuesday, January 16, 2024
Status645 - FINAL REFUSAL - MAILED
Status DateTuesday, March 18, 2025
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Goods and ServicesArranging of courses of instruction in the fields of financial regulatory compliance and financial risk and compliance management; conducting of educational courses and instructional seminars in the fields of financial regulatory compliance and financial risk and compliance management; education services in the nature of conducting live online tutorial sessions in the fields of financial regulatory and financial risk and compliance management; electronic publication of magazines containing information in the fields of financial regulatory compliance and financial risk and compliance management, online and over a global computer network; providing online non-downloadable electronic publications in the nature of programs, articles, guides and brochures in the fields of financial regulatory compliance and financial risk and compliance management; provision of education courses relating to financial regulatory compliance and financial risk and compliance management; provision of information about education in the fields of financial regulatory compliance and financial risk and compliance management; provision of education services, namely, organizing classes in the fields of financial regulatory compliance and risk management provided via an online forum; providing online information about education activities in the fields of financial regulatory compliance and financial risk and compliance management; publication of multimedia material online in the nature of programs, articles, guides, brochures and electronic publications in the fields of financial regulatory compliance and financial risk and compliance management; teaching in the fields of financial regulatory compliance and financial risk and compliance management; commercial training services in the fields of financial regulatory compliance and financial risk and compliance management; arranging and conducting of workshops, namely, training in the fields of financial regulatory compliance and financial risk and compliance management; conducting workshops, namely, training in the fields of financial regulatory compliance and financial risk and compliance management; conducting training seminars in the fields of financial regulatory compliance and financial risk and compliance management; providing courses of training in the fields of financial regulatory compliance and financial risk and compliance management; providing online information about training activities in the fields of financial regulatory compliance and financial risk and compliance management; training in the fields of financial regulatory compliance and financial risk and compliance management; weblog and blog services in the nature of online publication of journals or diaries in the fields of financial regulatory compliance and financial risk and compliance management; all of the foregoing being business-to-business services offered to investment companies, private equity firms, venture capital firms, and family offices
Goods and ServicesBusiness advice relating to commercial management; business advisory services; business consultancy relating to regulatory compliance; business consultancy; business consultancy to firms; business consultancy to individuals; computerised file management; professional business consultancy; records management consultancy relating to business document management; business management and organization consultancy; business management consultancy; business consultancy relating to risk and compliance management; business risk management consultancy; commercial business management advisory services; outsourcing services, namely, business management assistance; strategic business consultancy in the nature of providing business management information in the field of strategic planning; all of the foregoing being business-to-business services offered to investment companies, private equity firms, venture capital firms, and family offices
NOT AVAILABLECOMPLIANCE
Goods and ServicesHosting computer websites; online provision of web-based software applications, non-downloadable, for implementing, monitoring and maintaining financial risk management systems and financial compliance management systems; online provision of web-based software, non-downloadable, for use as a platform for implementing, monitoring and maintaining financial risk management systems and financial compliance management systems; provision of online non-downloadable web-based software for use as a platform for implementing, monitoring and maintaining financial risk management systems and financial compliance management systems; software as a service (SaaS) services, namely, hosting software for use by others for financial regulatory compliance and risk and financial compliance management; software as a service (SaaS) services featuring software for implementing, monitoring and maintaining financial risk management systems and financial compliance management systems; web portal services, namely, designing or hosting websites for use as platforms for implementing, monitoring and maintaining financial risk management systems and financial compliance management systems; all of the foregoing being business-to-business services offered to investment companies, private equity firms, venture capital firms, and family offices

Classification Information


International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateMonday, March 11, 2024
Primary Code035
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE

International Class041 - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes100, 101, 107
Class Status Code6 - Active
Class Status DateMonday, March 11, 2024
Primary Code041
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE

International Class042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
US Class Codes100, 101
Class Status Code6 - Active
Class Status DateMonday, March 11, 2024
Primary Code042
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE

Trademark Owner History


Party NameHaystack Compliance Pty Limited
Party Type10 - Original Applicant
Legal Entity Type99 - Other
AddressAU

Trademark Events


Event DateEvent Description
Friday, March 1, 2024LIMITATION FROM ORIGINAL APPLICATION ENTERED
Thursday, February 22, 2024SN ASSIGNED FOR SECT 66A APPL FROM IB
Friday, March 15, 2024APPLICATION FILING RECEIPT MAILED
Monday, August 12, 2024ASSIGNED TO EXAMINER
Wednesday, August 14, 2024NON-FINAL ACTION WRITTEN
Thursday, August 15, 2024NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW
Wednesday, August 21, 2024REFUSAL PROCESSED BY MPU
Wednesday, August 21, 2024NON-FINAL ACTION MAILED - REFUSAL SENT TO IB
Sunday, September 8, 2024REFUSAL PROCESSED BY IB
Thursday, February 20, 2025TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Thursday, February 20, 2025TEAS CHANGE OF OWNER ADDRESS RECEIVED
Thursday, February 20, 2025TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS
Thursday, February 20, 2025APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Thursday, February 20, 2025TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, February 20, 2025ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, February 21, 2025CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, February 21, 2025TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, February 21, 2025TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, March 18, 2025NOTIFICATION OF FINAL REFUSAL EMAILED
Tuesday, March 18, 2025FINAL REFUSAL E-MAILED
Tuesday, March 18, 2025FINAL REFUSAL WRITTEN
Monday, March 11, 2024NEW APPLICATION OFFICE SUPPLIED DATA ENTERED