COMPLIANCE COMPASS Trademark

Trademark Overview


On Thursday, October 5, 2006, a trademark application was filed for COMPLIANCE COMPASS with the United States Patent and Trademark Office. The USPTO has given the COMPLIANCE COMPASS trademark a serial number of 77014610. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, April 15, 2016. This trademark is owned by Promontory Mark, LLC. The COMPLIANCE COMPASS trademark is filed in the Computer & Software Products & Electrical & Scientific Products, Advertising, Business and Retail Services, Computer & Software Services & Scientific Services, Personal, and Legal & Social Services categories with the following description:

computer diagnostic software tool for use by financial institutions in monitoring and tracking regulatory compliance and in assessing compliance-related risks and in creating reports relating thereto

business consulting services

providing online non-downloadable software and regulatory compliance diagnostic software tools for use by financial services institutions in monitoring and tracking regulatory compliance and in identifying and assessing compliance-related risks and reports generated thereby

regulatory compliance services, namely, reviewing standards and practices to identify and assess compliance-related risks with respect to financial services institutions laws and regulations
compliance compass

General Information


Serial Number77014610
Word MarkCOMPLIANCE COMPASS
Filing DateThursday, October 5, 2006
Status710 - CANCELLED - SECTION 8
Status DateFriday, April 15, 2016
Registration Number3680149
Registration DateTuesday, September 8, 2009
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, October 23, 2007

Trademark Statements


Disclaimer with Predetermined Text"COMPLIANCE"
Goods and Servicescomputer diagnostic software tool for use by financial institutions in monitoring and tracking regulatory compliance and in assessing compliance-related risks and in creating reports relating thereto
Goods and Servicesbusiness consulting services
Goods and Servicesproviding online non-downloadable software and regulatory compliance diagnostic software tools for use by financial services institutions in monitoring and tracking regulatory compliance and in identifying and assessing compliance-related risks and reports generated thereby
Goods and Servicesregulatory compliance services, namely, reviewing standards and practices to identify and assess compliance-related risks with respect to financial services institutions laws and regulations

Classification Information


International Class009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus.
US Class Codes021, 023, 026, 036, 038
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, April 15, 2016
Primary Code009
First Use Anywhere DateWednesday, September 20, 2006
First Use In Commerce DateWednesday, September 20, 2006

International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, April 15, 2016
Primary Code035
First Use Anywhere DateWednesday, February 21, 2007
First Use In Commerce DateWednesday, February 21, 2007

International Class042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
US Class Codes100, 101
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, April 15, 2016
Primary Code042
First Use Anywhere DateMonday, July 31, 2006
First Use In Commerce DateMonday, July 31, 2006

International Class045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals.
US Class Codes100, 101
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, April 15, 2016
Primary Code045
First Use Anywhere DateWednesday, February 21, 2007
First Use In Commerce DateWednesday, February 21, 2007

Trademark Owner History


Party NamePromontory Mark, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressWashington, DC 20004

Party NamePromontory Mark, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressWashington, DC 20004

Party NamePromontory Mark, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressWashington, DC 20004

Trademark Events


Event DateEvent Description
Friday, April 15, 2016CANCELLED SEC. 8 (6-YR)
Tuesday, September 8, 2009REGISTERED-PRINCIPAL REGISTER
Friday, July 31, 2009LAW OFFICE REGISTRATION REVIEW COMPLETED
Thursday, July 30, 2009ASSIGNED TO LIE
Wednesday, July 29, 2009ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Tuesday, July 28, 2009TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, July 28, 2009CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, July 28, 2009TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, January 28, 2009NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, January 28, 2009NON-FINAL ACTION E-MAILED
Wednesday, January 28, 2009SU - NON-FINAL ACTION - WRITTEN
Tuesday, January 6, 2009STATEMENT OF USE PROCESSING COMPLETE
Wednesday, December 17, 2008USE AMENDMENT FILED
Tuesday, January 6, 2009CASE ASSIGNED TO INTENT TO USE PARALEGAL
Wednesday, December 17, 2008TEAS STATEMENT OF USE RECEIVED
Tuesday, June 17, 2008NOA MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, May 6, 2008EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED
Thursday, November 1, 2007EXTENSION OF TIME TO OPPOSE RECEIVED
Tuesday, October 23, 2007PUBLISHED FOR OPPOSITION
Wednesday, October 3, 2007NOTICE OF PUBLICATION
Monday, September 17, 2007LAW OFFICE PUBLICATION REVIEW COMPLETED
Monday, September 17, 2007ASSIGNED TO LIE
Thursday, August 9, 2007APPROVED FOR PUB - PRINCIPAL REGISTER
Thursday, August 9, 2007EXAMINER'S AMENDMENT ENTERED
Thursday, August 9, 2007NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Thursday, August 9, 2007EXAMINERS AMENDMENT E-MAILED
Thursday, August 9, 2007EXAMINERS AMENDMENT -WRITTEN
Wednesday, August 8, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, August 8, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, August 8, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, March 5, 2007NON-FINAL ACTION E-MAILED
Monday, March 5, 2007NON-FINAL ACTION WRITTEN
Thursday, February 22, 2007ASSIGNED TO EXAMINER
Tuesday, October 10, 2006NEW APPLICATION ENTERED IN TRAM