COMPLIANCE CLOUD Trademark

Trademark Overview

On Monday, March 11, 2019, a trademark application was filed for COMPLIANCE CLOUD with the United States Patent and Trademark Office. The USPTO has given the COMPLIANCE CLOUD trademark a serial number of 88335051. The federal status of this trademark filing is REGISTERED as of Tuesday, August 13, 2019. This trademark is owned by Riskalyze, Inc.. The COMPLIANCE CLOUD trademark is filed in the Computer & Software Services & Scientific Services category with the following description:

Providing a web based fiduciary compliance program, namely, providing software as a service (SAAS) featuring software for managing financial investments, identifying FINRA and SEC compliance issues, and making recommendations to resolve the identified FINRA and SEC compliance issues
compliance cloud

General Information

Serial Number88335051
Word MarkCOMPLIANCE CLOUD
Filing DateMonday, March 11, 2019
Status700 - REGISTERED
Status DateTuesday, August 13, 2019
Registration Number5836604
Registration DateTuesday, August 13, 2019
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements

Certificate of Correction for RegistrationIn the statement, line 1, "Riskalyze Advisors, LLC (Delaware limited liability company)" should be deleted, and "Riskalyze, Inc. (Delaware corporation)" should be inserted.
NOT AVAILABLE"CLOUD"
Goods and ServicesProviding a web based fiduciary compliance program, namely, providing software as a service (SAAS) featuring software for managing financial investments, identifying FINRA and SEC compliance issues, and making recommendations to resolve the identified FINRA and SEC compliance issues

Classification Information

International Class042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software.
US Class Codes100, 101
Class Status Code6 - Active
Class Status DateFriday, March 29, 2019
Primary Code042
First Use Anywhere DateMonday, March 31, 2014
First Use In Commerce DateTuesday, September 30, 2014

Trademark Owner History

Party NameNITROGEN WEALTH, INC.
Party Type31 - New Owner After Registration
Legal Entity Type03 - Corporation
AddressAUBURN, CA 95630
Party NameRiskalyze, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressAuburn, CA 95603
Party NameRiskalyze, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressAuburn, CA 95603

Trademark Events

Event DateEvent Description
Wednesday, March 27, 2019PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED
Thursday, March 14, 2019NEW APPLICATION ENTERED
Monday, March 18, 2019TEAS VOLUNTARY AMENDMENT RECEIVED
Tuesday, March 26, 2019ASSIGNED TO LIE
Friday, March 29, 2019NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Monday, May 20, 2019ASSIGNED TO EXAMINER
Wednesday, June 5, 2019PRIORITY ACTION WRITTEN
Wednesday, June 5, 2019PRIORITY ACTION E-MAILED
Wednesday, June 5, 2019NOTIFICATION OF PRIORITY ACTION E-MAILED
Wednesday, June 26, 2019EXAMINERS AMENDMENT -WRITTEN
Wednesday, June 26, 2019EXAMINERS AMENDMENT E-MAILED
Wednesday, June 26, 2019NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Wednesday, June 26, 2019EXAMINER'S AMENDMENT ENTERED
Monday, July 1, 2019EXAMINERS AMENDMENT -WRITTEN
Monday, July 1, 2019EXAMINERS AMENDMENT E-MAILED
Monday, July 1, 2019NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Monday, July 1, 2019EXAMINER'S AMENDMENT ENTERED
Monday, July 1, 2019APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Monday, July 8, 2019LAW OFFICE PUBLICATION REVIEW COMPLETED
Tuesday, August 13, 2019REGISTERED-SUPPLEMENTAL REGISTER
Thursday, September 12, 2019TEAS CHANGE OF OWNER ADDRESS RECEIVED
Thursday, September 12, 2019APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Monday, October 7, 2019TEAS SECTION 7 REQUEST RECEIVED
Wednesday, November 6, 2019CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, November 6, 2019CORRECTION UNDER SECTION 7 - PROCESSED
Tuesday, October 24, 2023ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, October 24, 2023TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, August 30, 2023AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Tuesday, October 24, 2023TEAS CHANGE OF OWNER ADDRESS RECEIVED
Tuesday, October 24, 2023TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, August 13, 2024COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Tuesday, October 24, 2023APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED

Related Keywords

cloud compliance finra issues providing software identifying making identified resolve recommendations