COMPLIANCE ADVISERS Trademark
Trademark Overview
On Tuesday, January 21, 2014, a trademark application was filed for COMPLIANCE ADVISERS with the United States Patent and Trademark Office. The USPTO has given the COMPLIANCE ADVISERS trademark a serial number of 86171495. The federal status of this trademark filing is ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE as of Tuesday, December 2, 2014. This trademark is owned by Compliance Advisers, Inc.. The COMPLIANCE ADVISERS trademark is filed in the Personal, Legal & Social Services category with the following description:
Regulatory compliance consulting in the field of securities and investments for broker dealers, investment advisers and investment companies; Tracking and monitoring regulatory requirements in the field of securities and investments for regulatory compliance purposes
General Information
| Serial Number | 86171495 |
| Word Mark | COMPLIANCE ADVISERS |
| Filing Date | Tuesday, January 21, 2014 |
| Status | 602 - ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE |
| Status Date | Tuesday, December 2, 2014 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| In Another Form Statement | The mark was first used anywhere in a different form other than that sought to be registered at least as early as 04/01/1989 |
| In Another Form Statement | The mark was first used in commerce in a different form other than that sought to be registered at least as early as 04/01/2001 |
| Disclaimer with Predetermined Text | "COMPLIANCE ADVISERS" |
| Goods and Services | Regulatory compliance consulting in the field of securities and investments for broker dealers, investment advisers and investment companies; Tracking and monitoring regulatory requirements in the field of securities and investments for regulatory compliance purposes |
Classification Information
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, February 1, 2014 |
| Primary Code | 045 |
| First Use Anywhere Date | Saturday, April 1, 1989 |
| First Use In Commerce Date | Sunday, April 1, 2001 |
Trademark Owner History
| Party Name | Compliance Advisers, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Denver, CO 80237 |
Trademark Events
| Event Date | Event Description |
| Tuesday, December 2, 2014 | ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND |
| Tuesday, December 2, 2014 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| Monday, May 5, 2014 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, May 5, 2014 | NON-FINAL ACTION E-MAILED |
| Monday, May 5, 2014 | NON-FINAL ACTION WRITTEN |
| Wednesday, April 23, 2014 | ASSIGNED TO EXAMINER |
| Saturday, February 1, 2014 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, January 24, 2014 | NEW APPLICATION ENTERED IN TRAM |
