COMPLIANCE 401K Trademark
Trademark Overview
On Tuesday, May 7, 2019, a trademark application was filed for COMPLIANCE 401K with the United States Patent and Trademark Office. The USPTO has given the COMPLIANCE 401K trademark a serial number of 88419076. The federal status of this trademark filing is REGISTERED as of Tuesday, September 8, 2020. This trademark is owned by 3(16) Fiduciary Partners, LLC. The COMPLIANCE 401K trademark is filed in the Personal, Legal & Social Services category with the following description:
Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activities; Regulatory compliance consulting in the field of retirement plan administration
General Information
| Serial Number | 88419076 |
| Word Mark | COMPLIANCE 401K |
| Filing Date | Tuesday, May 7, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, September 8, 2020 |
| Registration Number | 6149746 |
| Registration Date | Tuesday, September 8, 2020 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Pseudo Mark | COMPLIANCE FOUR ZERO ONE K; COMPLIANCE FOUR HUNDRED ONE K |
| Goods and Services | Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activities; Regulatory compliance consulting in the field of retirement plan administration |
| NOT AVAILABLE | "401K" |
Classification Information
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, May 22, 2019 |
| Primary Code | 045 |
| First Use Anywhere Date | Thursday, November 30, 2017 |
| First Use In Commerce Date | Thursday, November 30, 2017 |
Trademark Owner History
| Party Name | 3(16) Fiduciary Partners, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | The Woodlands, TX 77380 |
| Party Name | 3(16) Fiduciary Partners, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | The Woodlands, TX 77380 |
Trademark Events
| Event Date | Event Description |
| Friday, May 10, 2019 | NEW APPLICATION ENTERED |
| Wednesday, July 24, 2019 | NON-FINAL ACTION WRITTEN |
| Wednesday, July 24, 2019 | NON-FINAL ACTION E-MAILED |
| Wednesday, July 24, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, January 21, 2020 | PRIORITY ACTION WRITTEN |
| Tuesday, January 21, 2020 | PRIORITY ACTION E-MAILED |
| Wednesday, May 22, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, July 22, 2019 | ASSIGNED TO EXAMINER |
| Tuesday, January 21, 2020 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Monday, July 20, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, July 27, 2020 | APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER |
| Wednesday, July 29, 2020 | ASSIGNED TO LIE |
| Wednesday, August 5, 2020 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, September 8, 2020 | REGISTERED-SUPPLEMENTAL REGISTER |
| Monday, July 20, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, July 21, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, September 8, 2025 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
