
| Serial Number | 76228671 | 
| Word Mark | CODES | 
| Filing Date | Friday, March 23, 2001 | 
| Status | 710 - CANCELLED - SECTION 8 | 
| Status Date | Saturday, August 16, 2008 | 
| Registration Number | 2507111 | 
| Registration Date | Tuesday, November 13, 2001 | 
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) | 
| Published for Opposition Date | Tuesday, August 21, 2001 | 
| Goods and Services | financial investment services in the field of convertible securities; namely, Convertible Contingent Debt Securities | 
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. | 
| US Class Codes | 100, 101, 102 | 
| Class Status Code | 2 - Sec. 8 - Entire Registration | 
| Class Status Date | Saturday, August 16, 2008 | 
| Primary Code | 036 | 
| First Use Anywhere Date | Thursday, February 8, 2001 | 
| First Use In Commerce Date | Monday, February 12, 2001 | 
| Party Name | BARCLAYS CAPITAL INC. | 
| Party Type | 31 - New Owner After Registration | 
| Legal Entity Type | 03 - Corporation | 
| Address | NEW YORK, NY 10166 | 
| Party Name | Lehman Brothers Inc. | 
| Party Type | 30 - Original Registrant | 
| Legal Entity Type | 03 - Corporation | 
| Address | New York, NY 10285 | 
| Party Name | Lehman Brothers Inc. | 
| Party Type | 20 - Owner at Publication | 
| Legal Entity Type | 03 - Corporation | 
| Address | New York, NY 10285 | 
| Party Name | Lehman Brothers Inc. | 
| Party Type | 10 - Original Applicant | 
| Legal Entity Type | 03 - Corporation | 
| Address | New York, NY 10285 | 
| Event Date | Event Description | 
| Wednesday, October 22, 2008 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | 
| Saturday, August 16, 2008 | CANCELLED SEC. 8 (6-YR) | 
| Tuesday, January 16, 2007 | CASE FILE IN TICRS | 
| Tuesday, October 18, 2005 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 
| Tuesday, October 18, 2005 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 
| Tuesday, June 3, 2003 | TEAS CHANGE OF CORRESPONDENCE RECEIVED | 
| Tuesday, November 13, 2001 | REGISTERED-PRINCIPAL REGISTER | 
| Tuesday, August 21, 2001 | PUBLISHED FOR OPPOSITION | 
| Wednesday, August 1, 2001 | NOTICE OF PUBLICATION | 
| Friday, May 18, 2001 | APPROVED FOR PUB - PRINCIPAL REGISTER | 
| Wednesday, May 16, 2001 | ASSIGNED TO EXAMINER |