| Serial Number | 77037358 |
| Word Mark | CLS INVESTMENT FIRM, LLC AN SEC REGISTERED INVESTMENT ADVISOR NW N NE |
| Filing Date | Monday, November 6, 2006 |
| Status | 602 - ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE |
| Status Date | Thursday, September 25, 2008 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Indication of Colors claimed | The color(s) dark green (Pantone 350 C), light green (Pantone 350 C 20% tint), maroon (Pantone 194 C), and black (Pantone Process Black C) is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "INVESTMENT FIRM, LLC" and "AN SEC REGISTERED INVESTMENT ADVISOR" |
| Description of Mark | The mark consists of a half compass over the text "CLS Investment Firm, LLC." The color dark green (Pantone 350 C) appears in the topmost section of the compass, the arc lines of the compass and the text "CLS Investment Firm, LLC." The light green (Pantone 350 C 20% tint) appears in the middle section of the compass and as the letters in both the dark green and maroon sections of the compass. The color maroon (Pantone 194 C) is used for the pointer arrows on the compass, the two arcs at the bottom of the compass, and the line below the text "CLS Investment Firm, LLC." The color black (Pantone Process Black C) appears in the text "An SEC Registered Investment Advisor" portion of the mark. |
| Goods and Services | Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Fund investment consultation; Funds investment; Investment advice; Investment advisory services; Investment consultation; Investment management; Investment management of and distribution of variable annuities; Investment of funds for others; Mutual fund investment |
| Pseudo Mark | CLS INVESTMENT FIRM, LLC AN SEC REGISTERED INVESTMENT ADVISOR NORTHWEST NORTH NORTHEAST |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, November 9, 2006 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, March 28, 2005 |
| First Use In Commerce Date | Monday, March 28, 2005 |
| Party Name | CLS Investment Firm, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Omaha, NE 68137 |
| Event Date | Event Description |
| Thursday, September 25, 2008 | ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND |
| Thursday, September 25, 2008 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| Thursday, February 7, 2008 | NOTIFICATION OF SUBSEQUENT FINAL EMAILED |
| Thursday, February 7, 2008 | CONTINUATION OF FINAL REFUSAL E-MAILED |
| Thursday, February 7, 2008 | ACTION CONTINUING A FINAL - COMPLETED |
| Friday, January 18, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, January 18, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, January 18, 2008 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Wednesday, October 10, 2007 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Wednesday, October 10, 2007 | FINAL REFUSAL E-MAILED |
| Wednesday, October 10, 2007 | FINAL REFUSAL WRITTEN |
| Monday, September 17, 2007 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, September 17, 2007 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, September 17, 2007 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, March 19, 2007 | COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION ENTERED |
| Monday, March 19, 2007 | ASSIGNED TO LIE |
| Saturday, March 17, 2007 | EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Saturday, March 17, 2007 | EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED |
| Wednesday, March 14, 2007 | ASSIGNED TO EXAMINER |
| Friday, November 10, 2006 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Thursday, November 9, 2006 | NEW APPLICATION ENTERED IN TRAM |