| Goods and Services | Providing securities and financial account information on a limited and secure basis to authorized securities brokers and account representatives, account holders, and other authorized persons. Providing temporary use of non-downloadable computer software by authorized securities brokers and account representatives for viewing financial account data and relevant non-financial information about their clients, for facilitating analyses of their clients' holdings and financial positions, and for conducting all client-based workflow from one central location. Platform as a service (PaaS) and Software as a service (SaaS) that streamline financial advisor workflow, increase productivity, and drive enterprise transformation, providing advisors with a holistic view of their clients, including relevant investment and insurance products, which are linked into the progress towards the clients' goals. Platform as a service (PaaS) and software as a service (SaaS) including online portals featuring technologies and software that facilitate wealth and asset management, insurance advising, insurance policy management, financial reporting, asset account status reporting, digital communications between financial advisors and their account-holding clients, and access to learning tools, articles, and reports in the fields of wealth management and investing. Providing temporary use of non-downloadable computer software for a seamless aggregating of investor data from disparate sources to power applications that create a complete financial picture for investors, financial advisors, and financial institutions; platform as a service (PaaS) featuring investor-data aggregation computer software platform for receiving, compiling and organizing data from disparate sources in order to inform programmed applications which algorithmically assemble financial positions, forecasts, and recommendations for investors, financial advisors, and financial institutions; and providing temporary use of non-downloadable household-centric computer software platforms for integrating financial data associated with household-investor accounts, including multiple accounts related to members of the same family, single generation or multi-generational, in order to inform asset management, goal-planning, asset allocation, risk management, and portfolio performance. Platform as a service (PaaS) and software as a service (SaaS) that facilitate end-to-end operational efficiency for financial advisors across connected capabilities including financial planning and services such as investment portfolio reporting; Platform as a Service (PaaS) that bundles individual reports so that financial advisors can give their clients a personalized, curated story at scale with the click of a button; Platform as a service (PaaS) and software as a service (SaaS) that facilitate portfolio and performance reporting by providing digital and PDF access to financial account balances, holdings, activities, and performance on specific households and other client(s); Platform as a service (PaaS) and software as a service (SaaS) that enable advisors to develop a financial plan based on a client's goals and conduct scenario analysis based on defined assumptions; Platform as a service (PaaS) and software as a service (SaaS) for proposal generation that enable advisors to deliver a proposed recommended investment strategy to clients based on their risk profile and investment objectives; Platform as a service (PaaS) and software as a service (SaaS) that facilitate aggregated views of various types of life insurance, long-term care insurance, disability insurance, and annuities, and which also includes integrated illustrations and applications that simplify the addition of insurance products to a client's portfolio; providing PaaS and SaaS that allows financial advisors to create models based on clients' goals and preferred allocations and conduct trades to rebalance models; PaaS and SaaS to allow financial advisors to manage all aspects of the relationship with a client, including contact information, opportunities, and advisor-client interactions and communications; PaaS and SaaS for financial advisors that simplifies and accelerates onboarding of clients and facilitates financial recommendations to clients; PaaS and SaaS the allows financial advisors to manage secure creation, modification, sharing, imaging, e-Delivery, and searching of all investment documents between financial advisors and clients; PaaS and SaaS for providing advisors, home office, and clients with notifications by email, text, and through dashboards on specific actions that occur within the overall platform; PaaS and SaaS for managing and tracking interactions (e.g., appointments, trades, and planning) between and among advisors and clients throughout the platform in order to provide fuller context to client relationships; and PaaS and SaaS that streamlines, optimizes and templatizes financial planning. |
