| Goods and Services | Providing temporary use of non-downloadable computer software by authorized securities brokers and account representatives for viewing financial account data and relevant non-financial information about their clients, for facilitating analyses of their clients' holdings and financial positions, and for conducting all client-based workflow from one central location; Platform as a service (PAAS) featuring software platforms for streamlining financial advisor workflow, increasing productivity, and driving enterprise transformation, providing advisors with a holistic view of their clients, including relevant investment and insurance with a holistic view of their clients, including relevant investment and insurance products, which are linked into the progress towards the clients' goals; Platform as a service (PAAS) featuring software platforms for facilitating wealth and asset management, insurance advising, insurance policy management, financial reporting, asset account status reporting, digital communications between financial advisors and their account-holding clients, and access to learning tools, articles, and reports in the fields of wealth management and investing; Software as a service (SAAS) services featuring software for facilitating wealth and asset management, insurance advising, insurance policy management, financial reporting, asset account status reporting, digital communications between financial advisors and their account-holding clients, and access to learning tools, articles, and reports in the fields of wealth management and investing; Providing temporary use of non-downloadable computer software for aggregating of investor data from disparate sources to power applications that create a complete financial picture for investors, financial advisors, and financial institutions; Platform as a service (PAAS) featuring investor-data aggregation computer software platforms for receiving, compiling and organizing data from disparate sources in order to inform programmed applications which algorithmically assemble financial positions, forecasts, and recommendations for investors, financial advisors, and financial institutions; Providing temporary use of non-downloadable computer software platforms for integrating financial data associated with household-investor accounts, including multiple accounts related to members of the same family, single generation or multi-generational, in order to inform asset management, goal-planning, asset allocation, risk management, and portfolio performance; Platform as a service (PAAS) featuring software platforms for facilitating end-to-end operational efficiency for financial advisors across connected capabilities including financial planning and services such as investment portfolio reporting; Software as a service (SAAS) services featuring software for facilitating end-to-end operational efficiency for financial advisors across connected capabilities including financial planning and services such as investment portfolio reporting; Platform as a service (PAAS) featuring software platforms that bundle individual reports so that financial advisors can give their clients a personalized, curated story at scale with the click of a button; Platform as a service (PAAS) featuring software platforms for facilitating portfolio and performance reporting by providing digital and PDF access to financial account balances, holdings, activities, and performance on specific households and other client(s); Software as a service (SAAS) services featuring software for facilitating portfolio and performance reporting by providing digital and PDF access to financial account balances, holdings, activities, and performance on specific households and other client(s); Platform as a service (PAAS) featuring software platforms for enabling advisors to develop a financial plan based on a client's goals and conduct scenario analysis based on defined assumptions; Software as a service (SAAS) services featuring software for enabling advisors to develop a financial plan based on a client's goals and conduct scenario analysis based on defined assumptions; Platform as a service (PAAS) services featuring software platforms for proposal generation that enable advisors to deliver a proposed recommended investment strategy to clients based on their risk profile and investment objectives; Software as a service (SAAS) services featuring software for proposal generation that enable advisors to deliver a proposed recommended investment strategy to clients based on their risk profile and investment objectives; Platform as a service (PAAS) services featuring software platforms for facilitating aggregated views of various types of life insurance, long-term care insurance, disability insurance, and annuities, and which also includes integrated illustrations and applications that simplify the addition of insurance products to a client's portfolio; Software as a service (SAAS) services featuring software for facilitating aggregated views of various types of life insurance, long-term care insurance, disability insurance, and annuities, and which also includes integrated illustrations and applications that simplify the addition of insurance products to a client's portfolio; Platform as a service (PAAS) services for enabling financial advisors to create models based on clients' goals and preferred allocations and conduct trades to rebalance models; Software as a service (SAAS) services featuring software for enabling financial advisors to create models based on clients' goals and preferred allocations and conduct trades to rebalance models; Platform as a service (PAAS) services featuring software platforms for enabling financial advisors to manage all aspects of the relationship with a client, including contact information, opportunities, and advisor-client interactions and communications; Software as a service (SAAS) services featuring software for enabling financial advisors to manage all aspects of the relationship with a client, including contact information, opportunities, and advisor-client interactions and communications; Platform as a service (PAAS) featuring software platforms for financial advisors for simplifying and accelerating on-boarding of clients and facilitates financial recommendations to clients; Software as a service (SAAS) services featuring software for financial advisors for simplifying and accelerating on-boarding of clients and facilitates financial recommendations to clients; Platform as a service (PAAS) featuring software platforms for enabling financial advisors to manage secure creation, modification, sharing, imaging, e-Delivery, and searching of all investment documents between financial advisors and clients; Software as a service (SAAS) services featuring software for enabling financial advisors to manage secure creation, modification, sharing, imaging, e-Delivery, and searching of all investment documents between financial advisors and clients; Platform as a service (PAAS) featuring software platforms for providing advisors, home office, and clients with notifications by email, text, and through dashboards on specific actions that occur within the overall platform; Software as a service (SAAS) services featuring software for providing advisors, home office, and clients with notifications by email, text, and through dashboards on specific actions that occur within the overall platform; Platform as a service (PAAS) featuring software platforms for managing and tracking interactions in the nature of appointments, trades, and planning between and among advisors and clients throughout the platform in order to provide fuller context to client relationships; Software as a service (SAAS) services featuring software for managing and tracking interactions in the nature of appointments, trades, and planning between and among advisors and clients throughout the platform in order to provide fuller context to client relationships; Platform as a service (PAAS) featuring software platforms for streamlining, optimizing, and creating templates for financial planning; Software as a service (SAAS) services featuring software for streamlining, optimizing, and creating templates for financial planning. |
