| Serial Number | 86818137 |
| Word Mark | CITIZENS CAPITAL MARKETS |
| Filing Date | Thursday, November 12, 2015 |
| Status | 701 - SECTION 8 - ACCEPTED |
| Status Date | Saturday, July 15, 2023 |
| Registration Number | 5006634 |
| Registration Date | Tuesday, July 26, 2016 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, May 10, 2016 |
| Goods and Services | FINANCIAL SERVICES, NAMELY, BANKING, MERCHANT BANKING AND INVESTMENT BANKING SERVICES, INVESTMENT AND FINANCIAL CONSULTATION SERVICES, PUBLIC AND PRIVATE PLACEMENT OF DEBT AND EQUITY SECURITIES, DEBT CAPITAL MARKETS PRODUCTS, CORPORATE BANKING, REAL ESTATE FINANCE AND BROKERAGE, PROJECT FINANCE, AND SECURITIZATION; GLOBAL MARKETS FINANCIAL SERVICES, NAMELY, FIXED INCOME INSTRUMENT BROKERAGE, TRADING AND RESEARCH, HIGH YIELD ORIGINATION, FIXED INCOME DERIVATIVES, FOREIGN EXCHANGE, AND STRUCTURED FINANCE AND MONEY MARKET PRODUCTS; GLOBAL EQUITY FINANCIAL SERVICES, NAMELY, EQUITY RESEARCH, EQUITY BROKERAGE AND TRADING, EQUITY DERIVATIVES, ALTERNATIVE ASSETS, PRIVATE EQUITY, MEZZANINE FINANCING, EQUITY CAPITAL MARKETS, EQUITY RESEARCH, BROKERAGE AND TRADING, PRIVATE PLACEMENTS AND FIXED INCOME CAPITAL MARKETS, SECURITIES BROKERAGE AND ALLIED RESEARCH, UNDERWRITING AND DISTRIBUTION OF SECURITIES, FINANCIAL AND INVESTMENT COUNSELING AND ADVISORY SERVICES, MARKET MAKING AND TRADING ANDMARGIN ACCOUNT FINANCING, AND BROKERAGE SERVICES RELATING TO THE DEBT ISSUE BONDS; FINANCIAL ASSET ADMINISTRATION SERVICES, NAMELY, CUSTODY AND SETTLEMENT, SECURITIES ADMINISTRATION, FINANCIAL REPORTING, SECURITIES LENDING, SYNDICATED LOANS AND ASSET SECURITIZATION |
| NOT AVAILABLE | "CAPITAL MARKETS" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 17, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, October 31, 2014 |
| First Use In Commerce Date | Friday, October 31, 2014 |
| Party Name | Citizens Financial Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Providence, RI 02903 |
| Party Name | Citizens Financial Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Providence, RI 02903 |
| Party Name | Citizens Financial Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Providence, RI 02903 |
| Event Date | Event Description |
| Monday, November 16, 2015 | NEW APPLICATION ENTERED |
| Tuesday, November 17, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, March 24, 2016 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, March 24, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Saturday, March 5, 2016 | ASSIGNED TO EXAMINER |
| Friday, March 11, 2016 | NON-FINAL ACTION WRITTEN |
| Friday, March 11, 2016 | NON-FINAL ACTION E-MAILED |
| Friday, March 11, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, March 24, 2016 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, March 24, 2016 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, March 24, 2016 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, April 20, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, May 10, 2016 | PUBLISHED FOR OPPOSITION |
| Tuesday, May 10, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 26, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, May 30, 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, May 12, 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, May 12, 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, May 12, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, January 25, 2023 | TEAS SECTION 8 RECEIVED |
| Monday, July 26, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Saturday, July 15, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
| Saturday, July 26, 2025 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Saturday, July 15, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, July 15, 2023 | REGISTERED - SEC. 8 (6-YR) ACCEPTED |