| Serial Number | 77490114 |
| Word Mark | CITIC CAPITAL |
| Filing Date | Tuesday, June 3, 2008 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, October 26, 2018 |
| Registration Number | 4113387 |
| Registration Date | Tuesday, March 20, 2012 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, May 5, 2009 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "CAPITAL" AND THE NON-LATIN CHARACTER THAT MEANS "CAPITAL" |
| Description of Mark | The mark consists of the words "CITIC CAPITAL" underlined in stylized text with a star above the letter "I" in "CAPITAL". Below the underline are Chinese characters that mean "(first character) center, middle; (second character) a letter, to trust; (the third and forth characters together)": capital". |
| Goods and Services | Securities trading, asset management and investment advisory services |
| Transliteration Statement | The non- Latin characters in the mark transliterate to mean "(first character) center, middle; (second character) a letter, to trust; (the third and forth characters together): "capital". |
| Translation of Words in Mark | The wording "CITIC" has no meaning in a foreign language. Below the underline are Chinese characters that mean "(first character) center, middle; (second character) a letter, to trust; (the third and forth characters together)": capital". |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, October 26, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, August 31, 2003 |
| First Use In Commerce Date | Sunday, August 31, 2003 |
| Party Name | CITIC GROUP CORPORATION |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | BEIJING CN |
| Party Name | CITIC GROUP |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | CHAOYANG DISTRICT 100004, BEIJING 100004 CN |
| Party Name | CITIC GROUP |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | CHAOYANG DISTRICT 100004, BEIJING 100004 CN |
| Party Name | CITIC GROUP |
| Party Type | 12 - New Owner Before Publication |
| Legal Entity Type | 99 - Other |
| Address | CHAOYANG DISTRICT 100004, BEIJING 100004 CN |
| Party Name | CITIC CAPITAL HOLDINGS LIMITED |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 03 - Corporation |
| Address | CENTRAL HK |
| Party Name | CITIC Capital Markets Holdings Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Central HK |
| Event Date | Event Description |
| Friday, October 26, 2018 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, April 18, 2017 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, April 18, 2017 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, March 20, 2017 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, March 18, 2015 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, March 20, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, February 14, 2012 | ELECTRONIC RECORD REVIEW COMPLETE |
| Tuesday, December 6, 2011 | FAX RECEIVED |
| Friday, July 22, 2011 | ON HOLD - ELECTRONIC RECORD REVIEW REQUIRED |
| Thursday, July 14, 2011 | TTAB RELEASE CASE TO TRADEMARKS |
| Thursday, July 14, 2011 | OPPOSITION TERMINATED NO. 999999 |
| Thursday, July 14, 2011 | OPPOSITION DISMISSED NO. 999999 |
| Wednesday, September 2, 2009 | OPPOSITION INSTITUTED NO. 999999 |
| Thursday, May 21, 2009 | EXTENSION OF TIME TO OPPOSE RECEIVED |
| Tuesday, May 5, 2009 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 15, 2009 | NOTICE OF PUBLICATION |
| Monday, March 30, 2009 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, March 25, 2009 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, March 18, 2009 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, March 18, 2009 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, March 18, 2009 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, March 17, 2009 | ASSIGNED TO LIE |
| Monday, March 16, 2009 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, September 17, 2008 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, September 17, 2008 | NON-FINAL ACTION E-MAILED |
| Wednesday, September 17, 2008 | NON-FINAL ACTION WRITTEN |
| Saturday, September 13, 2008 | ASSIGNED TO EXAMINER |
| Wednesday, August 20, 2008 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Saturday, June 7, 2008 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Friday, June 6, 2008 | NEW APPLICATION ENTERED IN TRAM |