| Serial Number | 90299161 |
| Word Mark | CITADEL SECURITIES |
| Filing Date | Wednesday, November 4, 2020 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, August 17, 2021 |
| Registration Number | 6452720 |
| Registration Date | Tuesday, August 17, 2021 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, June 1, 2021 |
| Description of Mark | The mark consists of a castle design with three parapets followed by the word "CITADEL" followed by a vertical line and the word "SECURITIES". |
| Goods and Services | Financial services, namely, providing investment management services, financial portfolio management services, investment advisory services and investment brokerage services and investment of funds for others; hedge fund investment services; operation and management of hedge funds, commodity pools and other collective investment vehicles; private placement of hedge funds, private equity funds, securities and derivatives for others; financial services, namely, dealing in securities as a market maker and in trading commodities, securities, options, futures, swaps, exchanged-traded funds, treasuries, derivatives, foreign currency, equities, debt and fixed income products and other financial instruments, including on behalf of others; financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; electronic financial trading services; financial research and analysis services; financial market news, information and commentary; financial risk management |
| Disclaimer with Predetermined Text | "SECURITIES" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, January 5, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, May 1, 2009 |
| First Use In Commerce Date | Friday, May 1, 2009 |
| Party Name | CE TM Holdings LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Miami, FL 33131 |
| Party Name | CE TM Holdings LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60603 |
| Party Name | CE TM Holdings LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60603 |
| Event Date | Event Description |
| Thursday, November 3, 2022 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, November 3, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, November 3, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, November 3, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, November 3, 2022 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Thursday, November 3, 2022 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, November 3, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, November 3, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, November 3, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, November 3, 2022 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, August 17, 2021 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, June 1, 2021 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 1, 2021 | PUBLISHED FOR OPPOSITION |
| Wednesday, May 12, 2021 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, April 29, 2021 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, April 29, 2021 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, April 29, 2021 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, April 29, 2021 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, April 29, 2021 | EXAMINERS AMENDMENT -WRITTEN |
| Friday, April 16, 2021 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, April 16, 2021 | NON-FINAL ACTION E-MAILED |
| Friday, April 16, 2021 | NON-FINAL ACTION WRITTEN |
| Friday, April 9, 2021 | ASSIGNED TO EXAMINER |
| Wednesday, January 6, 2021 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, January 5, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Saturday, November 7, 2020 | NEW APPLICATION ENTERED IN TRAM |