| Serial Number | 86952461 |
| Word Mark | CICC US SECURITIES |
| Filing Date | Thursday, March 24, 2016 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, September 1, 2020 |
| Registration Number | 6142067 |
| Registration Date | Tuesday, September 1, 2020 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, February 7, 2017 |
| Goods and Services | Academic enrichment programs in the field of financial investment; Education services, namely, providing seminars and workshops in the field of financial investment; Instruction in the field of financial investment; Arranging and conducting of seminars in the field of financial investment; Arranging and conducting of workshops in the field of financial investment |
| Description of Mark | The mark consists of a swirl device. To the right of the swirl, the wording "CICC" "US" and "SECURITIES" appear. |
| Pseudo Mark | CHINA INTERNATIONAL CAPITAL CORPORATION US SECURITIES |
| Goods and Services | Banking; Mutual fund investment; Capital investments; Investment of funds; Financing services; Securities brokerage; Stocks and bonds brokerage; Financial analysis; Financial consultancy; Financial information; Securities deposit services; Stock exchange quotations; Funds investment services; Stock brokerage services; Debt advisory services; Providing financial information via a web site; Brokerage houses in the field of futures; Brokerage in the field of stocks and securities; Lending against security |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Business research; Economic forecasting |
| NOT AVAILABLE | "US SECURITIES" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 30, 2016 |
| Primary Code | 035 |
| First Use Anywhere Date | Monday, November 3, 2014 |
| First Use In Commerce Date | Monday, November 3, 2014 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 30, 2016 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, November 3, 2014 |
| First Use In Commerce Date | Monday, November 3, 2014 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 30, 2016 |
| Primary Code | 041 |
| First Use Anywhere Date | Monday, November 3, 2014 |
| First Use In Commerce Date | Monday, November 3, 2014 |
| Party Name | China International Capital Corporation Limited |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Beijing 100004 CN |
| Party Name | China International Capital Corporation Limited |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Beijing 100004 CN |
| Party Name | China International Capital Corporation Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Beijing 100004 CN |
| Event Date | Event Description |
| Thursday, March 31, 2016 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, April 28, 2016 | ASSIGNED TO LIE |
| Tuesday, May 3, 2016 | PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED |
| Monday, March 28, 2016 | NEW APPLICATION ENTERED |
| Wednesday, March 30, 2016 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, April 15, 2016 | TEAS VOLUNTARY AMENDMENT RECEIVED |
| Tuesday, June 21, 2016 | ASSIGNED TO EXAMINER |
| Friday, June 24, 2016 | NON-FINAL ACTION WRITTEN |
| Friday, June 24, 2016 | NON-FINAL ACTION E-MAILED |
| Friday, June 24, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, December 29, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, January 18, 2017 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, February 7, 2017 | PUBLISHED FOR OPPOSITION |
| Tuesday, February 7, 2017 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Monday, December 19, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, December 29, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, December 29, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, January 3, 2017 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, July 16, 2018 | SOU TEAS EXTENSION RECEIVED |
| Monday, July 16, 2018 | SOU EXTENSION 2 FILED |
| Monday, July 23, 2018 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, July 23, 2018 | SOU EXTENSION 2 GRANTED |
| Tuesday, July 24, 2018 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Friday, January 18, 2019 | SOU TEAS EXTENSION RECEIVED |
| Thursday, February 23, 2017 | EXTENSION OF TIME TO OPPOSE RECEIVED |
| Sunday, June 18, 2017 | EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED |
| Tuesday, August 1, 2017 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Wednesday, December 20, 2017 | SOU TEAS EXTENSION RECEIVED |
| Wednesday, December 20, 2017 | SOU EXTENSION 1 FILED |
| Wednesday, December 20, 2017 | SOU EXTENSION 1 GRANTED |
| Friday, December 22, 2017 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Friday, January 18, 2019 | SOU EXTENSION 3 FILED |
| Friday, January 18, 2019 | SOU EXTENSION 3 GRANTED |
| Friday, July 19, 2019 | SOU TEAS EXTENSION RECEIVED |
| Friday, January 18, 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, January 22, 2019 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, July 23, 2019 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Friday, January 17, 2020 | SOU TEAS EXTENSION RECEIVED |
| Friday, January 17, 2020 | SOU EXTENSION 5 FILED |
| Tuesday, January 21, 2020 | SOU EXTENSION 5 GRANTED |
| Monday, July 20, 2020 | TEAS STATEMENT OF USE RECEIVED |
| Monday, July 20, 2020 | USE AMENDMENT FILED |
| Friday, July 19, 2019 | SOU EXTENSION 4 FILED |
| Monday, July 22, 2019 | SOU EXTENSION 4 GRANTED |
| Wednesday, January 22, 2020 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, July 28, 2020 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, July 29, 2020 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, September 1, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Monday, September 1, 2025 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Thursday, July 30, 2020 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |