| Serial Number | 77732510 |
| Word Mark | CHARLES SCHWAB ADVISOR SERVICES |
| Filing Date | Friday, May 8, 2009 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, December 7, 2018 |
| Registration Number | 4135837 |
| Registration Date | Tuesday, May 1, 2012 |
| Mark Drawing | 5000 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, June 14, 2011 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "ADVISOR SERVICES" |
| Description of Mark | The mark consists of the words "CHARLES SCHWAB" in stylized letters over the words "ADVISOR SERVICES". |
| Goods and Services | Printed material, namely, leaflets, brochures, and pamphlets in the field of investments |
| Goods and Services | Providing news, information, research, and analysis in the fields of business, current business events, namely, federal regulatory and legislative changes, global economic trends and economic outlook, government, namely, economics; Providing an on-line computer database in the fields of business, current business events, namely, federal regulatory and legislative changes, global economic trends and economic outlook. Providing information and analysis in the fields of economics, and business by online means; business consulting services in the fields of human capital, business and strategy planning, marketing and business development, transition services for financial advisors, operations support, and compliance resources |
| Goods and Services | Providing financial and investment information to investors for use in the trading and analysis of investments, finances and financial planning, via a global computer network; providing news in the field of finance and investments for use by investors in the trading and analysis of investments, finances and financial planning, via a global computer network; providing financial and investment research data to investors for use in the trading and analysis of investments, finances and financial planning, via a global computer network; providing databases in the field of finance and investment for use by investors in the trading and analysis of investments, finances and financial planning, via a global computer network; Brokerage services and investment services provided electronically and via global information networks, namely, electronic trading in securities, stocks, bonds, mutual funds, money market funds, commodities, futures, options, and indices of any of them; Brokerage services in the fields of securities, stocks, bonds, mutual funds, managed accounts, structured products, alternative investments, cash products, money market funds, commodities, futures, options, and indices of any of them; Securities brokerage account services namely, an interest bearing feature for cash between investments, access to cash, and margin loans; Banking services; debit card services; Bill payment services; Providing information services in the field of investment accounts; financial administration of retirement plans; Trust services, namely, trust company custody services; Insurance brokerage services; Cash management account services. Fixed income investment services, namely, providing financial trading services and financial information in the field of fixed income investment products; Electronic fund transfer services; Separately managed account and structured financial product services, namely, brokerage of structured products, namely, structured CDs, principal protected notes, buffered notes, return enhanced notes, reverse convertibles, and hedging and monetization strategies for concentrated equity positions; providing financial information and brokerage services relating to third party bank structured investment products, namely, principal protected notes, buffered and leveraged notes, structured certificates of deposit and rate notes; Providing information and financial analysis in the fields of finance, investment, financial planning, and investment strategy; Providing news, information, research, and analysis in the fields of investing, finance, financial planning, and current financial events, namely, macro and microeconomic trends, mergers and acquisitions and bank failures; Providing an on-line computer database in the fields of investing, finance, financial planning, and current financial events, namely, macro and microeconomic trends, mergers and acquisitions and bank failures; Brokerage services in the fields of securities, stocks, bonds, mutual funds, money market funds, commodities, futures, options, and indices of any of them, provided electronically and via global information networks; Providing information and analysis in the fields of finance, investment, financial planning, and investment strategy by online means; Providing on-line computer databases featuring personal financial information about financial portfolio accounts |
| Goods and Services | Educational services, namely, conducting seminars, conferences, lectures, classes, symposiums and workshops in the fields of investment, finance, economics, business, financial planning, portfolio management, retirement planning, money management, investment strategy, asset allocation, and practice management and technology; Providing online publications in the nature of email newsletters and web-based materials, namely, web-based newsletter in the fields of investment, finance, economics, business, financial planning, portfolio management, retirement planning, money management, investment strategy, asset allocation, practice management and technology; and entertainment services, namely, providing webcasts in the fields of investment, finance, economics, business, financial planning, portfolio management, retirement planning, money management, investment strategy, asset allocation, practice management and technology |
| Goods and Services | Technology consultation services, namely, consulting services for assisting investment advisors in selecting, implementing and adopting technologies, namely, computer hardware and software, for the provision of financial services; Providing temporary use of on-line non-downloadable software tools for performing investment portfolio transactions, trading, accounting, allocation, reporting, downloading financial account data, data management, performing research, and performance and transaction tracking; Providing temporary use of on-line non-downloadable software tools for tracking and comparing performance of financial products and for research information regarding industry, sector and security financial analyses and ratings |
| Name/Portrait Description and/or Consent Statement | The name "CHARLES SCHWAB" identifies a living individual whose consent is of record. |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, December 7, 2018 |
| Primary Code | 016 |
| First Use Anywhere Date | Thursday, December 31, 2009 |
| First Use In Commerce Date | Thursday, December 31, 2009 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, December 7, 2018 |
| Primary Code | 035 |
| First Use Anywhere Date | Saturday, October 31, 2009 |
| First Use In Commerce Date | Saturday, October 31, 2009 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, December 7, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, October 31, 2009 |
| First Use In Commerce Date | Saturday, October 31, 2009 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, December 7, 2018 |
| Primary Code | 041 |
| First Use Anywhere Date | Saturday, October 31, 2009 |
| First Use In Commerce Date | Saturday, October 31, 2009 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, December 7, 2018 |
| Primary Code | 042 |
| First Use Anywhere Date | Saturday, October 31, 2009 |
| First Use In Commerce Date | Saturday, October 31, 2009 |
| Party Name | Charles Schwab & Co., Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | San Francisco, CA 94105 |
| Party Name | Charles Schwab & Co., Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | San Francisco, CA 94105 |
| Party Name | Charles Schwab & Co., Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | San Francisco, CA 94105 |
| Event Date | Event Description |
| Friday, December 7, 2018 | CANCELLED SEC. 8 (6-YR) |
| Monday, May 1, 2017 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Thursday, October 25, 2012 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, October 25, 2012 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, May 1, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, March 27, 2012 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Monday, March 26, 2012 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Thursday, March 15, 2012 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, March 1, 2012 | DATA MODIFICATION COMPLETED |
| Sunday, February 12, 2012 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, February 9, 2012 | USE AMENDMENT FILED |
| Thursday, February 9, 2012 | TEAS STATEMENT OF USE RECEIVED |
| Wednesday, February 8, 2012 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, February 9, 2012 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, February 8, 2012 | TEAS POST PUBLICATION AMENDMENT RECEIVED |
| Wednesday, February 8, 2012 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, August 9, 2011 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, June 14, 2011 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 14, 2011 | PUBLISHED FOR OPPOSITION |
| Monday, May 9, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, May 3, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, May 3, 2011 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, May 3, 2011 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, May 3, 2011 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, May 3, 2011 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, April 13, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, April 12, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, April 12, 2011 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, October 13, 2010 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, October 13, 2010 | NON-FINAL ACTION E-MAILED |
| Wednesday, October 13, 2010 | NON-FINAL ACTION WRITTEN |
| Wednesday, September 22, 2010 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, September 22, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, September 21, 2010 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, March 25, 2010 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, March 25, 2010 | NON-FINAL ACTION E-MAILED |
| Thursday, March 25, 2010 | NON-FINAL ACTION WRITTEN |
| Friday, March 5, 2010 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, March 5, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, March 2, 2010 | ASSIGNED TO LIE |
| Friday, February 5, 2010 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, February 5, 2010 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, August 11, 2009 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, August 11, 2009 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, August 5, 2009 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, August 5, 2009 | NON-FINAL ACTION E-MAILED |
| Wednesday, August 5, 2009 | NON-FINAL ACTION WRITTEN |
| Wednesday, August 5, 2009 | ASSIGNED TO EXAMINER |
| Tuesday, May 12, 2009 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Tuesday, May 12, 2009 | NEW APPLICATION ENTERED IN TRAM |