CETERA FINANCIAL GROUP Trademark

Trademark Overview

On Tuesday, February 23, 2010, a trademark application was filed for CETERA FINANCIAL GROUP with the United States Patent and Trademark Office. The USPTO has given the CETERA FINANCIAL GROUP trademark a serial number of 77942067. The federal status of this trademark filing is REGISTERED AND RENEWED as of Monday, June 14, 2021. This trademark is owned by Cetera Financial Holdings, Inc.. The CETERA FINANCIAL GROUP trademark is filed in the Advertising, Business and Retail Services and Insurance & Financial Services categories with the following description:

Business management services, in connection with financial services and investment services, including but not limited to, business management services in connection with the following services: clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors

Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services
cetera financial group

General Information

Serial Number77942067
Word MarkCETERA FINANCIAL GROUP
Filing DateTuesday, February 23, 2010
Status800 - REGISTERED AND RENEWED
Status DateMonday, June 14, 2021
Registration Number3953295
Registration DateTuesday, May 3, 2011
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, November 9, 2010

Trademark Statements

Disclaimer with Predetermined Text"FINANCIAL GROUP"
Goods and ServicesBusiness management services, in connection with financial services and investment services, including but not limited to, business management services in connection with the following services: clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors
Goods and ServicesFinancial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services

Classification Information

International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateFriday, February 26, 2010
Primary Code035
First Use Anywhere DateMonday, February 1, 2010
First Use In Commerce DateMonday, February 1, 2010
International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateFriday, February 26, 2010
Primary Code036
First Use Anywhere DateMonday, February 1, 2010
First Use In Commerce DateMonday, February 1, 2010

Trademark Owner History

Party NameCetera Financial Holdings, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressEl Segundo, CA 90245
Party NameCetera Financial Holdings, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressEl Segundo, CA 902455670
Party NameCetera Financial Holdings, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressEl Segundo, CA 902455670

Trademark Events

Event DateEvent Description
Tuesday, November 9, 2021APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Tuesday, November 9, 2021TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, November 9, 2021ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, November 9, 2021TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, November 9, 2021TEAS CHANGE OF OWNER ADDRESS RECEIVED
Monday, June 14, 2021NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Monday, June 14, 2021REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Monday, June 14, 2021REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Friday, June 11, 2021CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, March 8, 2021TEAS SECTION 8 & 9 RECEIVED
Sunday, May 3, 2020COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Wednesday, October 3, 2018ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Saturday, January 21, 2017NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Saturday, January 21, 2017REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Saturday, January 21, 2017CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, November 11, 2016TEAS SECTION 8 & 15 RECEIVED
Wednesday, June 8, 2016ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, February 3, 2016ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, May 7, 2014ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, August 14, 2013ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Tuesday, May 3, 2011REGISTERED-PRINCIPAL REGISTER
Friday, March 25, 2011EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED
Tuesday, December 7, 2010EXTENSION OF TIME TO OPPOSE RECEIVED
Tuesday, November 9, 2010OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, November 9, 2010PUBLISHED FOR OPPOSITION
Thursday, October 7, 2010LAW OFFICE PUBLICATION REVIEW COMPLETED
Tuesday, October 5, 2010APPROVED FOR PUB - PRINCIPAL REGISTER
Monday, October 4, 2010EXAMINER'S AMENDMENT ENTERED
Monday, October 4, 2010NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Monday, October 4, 2010EXAMINERS AMENDMENT E-MAILED
Monday, October 4, 2010EXAMINERS AMENDMENT -WRITTEN
Monday, September 20, 2010NOTIFICATION OF NON-FINAL ACTION E-MAILED
Monday, September 20, 2010NON-FINAL ACTION E-MAILED
Monday, September 20, 2010NON-FINAL ACTION WRITTEN
Thursday, September 9, 2010ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, September 9, 2010TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, September 3, 2010TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, September 3, 2010CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, September 3, 2010ASSIGNED TO LIE
Tuesday, August 17, 2010TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, August 17, 2010ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, August 17, 2010TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, May 28, 2010NOTIFICATION OF PRIORITY ACTION E-MAILED
Friday, May 28, 2010PRIORITY ACTION E-MAILED
Friday, May 28, 2010PRIORITY ACTION WRITTEN
Thursday, May 27, 2010ASSIGNED TO EXAMINER
Friday, February 26, 2010NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
Friday, February 26, 2010NEW APPLICATION ENTERED IN TRAM

Related Keywords

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