CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL Trademark

Trademark Overview

On Tuesday, December 5, 2006, a trademark application was filed for CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL with the United States Patent and Trademark Office. The USPTO has given the CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL trademark a serial number of 77057546. The federal status of this trademark filing is REGISTERED AND RENEWED as of Tuesday, December 19, 2017. This trademark is owned by National Society of Compliance Professionals. The CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL trademark is filed in the category with the following description:

Certifying that broker-dealers and investment advisor professionals have met minimum standards of competency in the field of securities compliance
certified securities compliance professional

General Information

Serial Number77057546
Word MarkCERTIFIED SECURITIES COMPLIANCE PROFESSIONAL
Filing DateTuesday, December 5, 2006
Status800 - REGISTERED AND RENEWED
Status DateTuesday, December 19, 2017
Registration Number3393606
Registration DateTuesday, March 4, 2008
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements

Certification Mark StatementThe certification mark, as intended to be used by persons authorized by the certifier, certifies that individuals have met the minimum standards of experience, knowledge, and written examination requirements established by the certifier in the field of securities compliance.
Goods and ServicesCertifying that broker-dealers and investment advisor professionals have met minimum standards of competency in the field of securities compliance

Classification Information

International ClassB -
US Class CodesB
Class Status Code6 - Active
Class Status DateFriday, December 8, 2006
Primary CodeB
First Use Anywhere DateSaturday, July 15, 2006
First Use In Commerce DateFriday, September 1, 2006

Trademark Owner History

Party NameNational Society of Compliance Professionals
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressCornwall Bridge, CT 06754
Party NameNational Society of Compliance Professionals
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressCornwall Bridge, CT 06754

Trademark Events

Event DateEvent Description
Tuesday, December 19, 2017NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Tuesday, December 19, 2017REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Tuesday, December 19, 2017REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Monday, December 18, 2017TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
Wednesday, July 5, 2017POST REGISTRATION ACTION MAILED - SEC. 8 & 9
Tuesday, June 20, 2017CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, May 10, 2017CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, May 10, 2017CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, March 14, 2017TEAS SECTION 8 & 9 RECEIVED
Saturday, March 4, 2017COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Thursday, October 10, 2013ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, October 10, 2013TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Monday, March 18, 2013NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Monday, March 18, 2013REGISTERED - SEC. 8 (6-YR) ACCEPTED
Monday, March 18, 2013CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, March 6, 2013TEAS SECTION 8 RECEIVED
Wednesday, March 6, 2013TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, March 4, 2008REGISTERED-SUPPLEMENTAL REGISTER
Wednesday, January 30, 2008LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, January 30, 2008APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Thursday, January 24, 2008EXAMINER'S AMENDMENT ENTERED
Thursday, January 24, 2008NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Thursday, January 24, 2008EXAMINERS AMENDMENT E-MAILED
Thursday, January 24, 2008EXAMINERS AMENDMENT -WRITTEN
Tuesday, September 25, 2007NOTIFICATION OF FINAL REFUSAL EMAILED
Tuesday, September 25, 2007FINAL REFUSAL E-MAILED
Tuesday, September 25, 2007FINAL REFUSAL WRITTEN
Monday, August 13, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, August 13, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, August 13, 2007ASSIGNED TO LIE
Wednesday, July 25, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, April 4, 2007NON-FINAL ACTION E-MAILED
Wednesday, April 4, 2007NON-FINAL ACTION WRITTEN
Thursday, March 29, 2007ASSIGNED TO EXAMINER
Friday, December 8, 2006NEW APPLICATION ENTERED IN TRAM

Related Keywords

professional compliance securities certified competency standards field minimum professionals broker dealers investment