| Serial Number | 99525072 |
| Word Mark | CAPROCK |
| Filing Date | Tuesday, December 2, 2025 |
| Status | 630 - NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER |
| Status Date | Tuesday, December 2, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | Computer software, computer software platforms, application software, interactive software, downloadable software, downloadable software applications (apps), apparatus, networks and systems relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration, including trading, settlement, custody, trustee services, payment processing, and investment operations; computer software, computer software platforms, application software, downloadable software, downloadable software applications (apps), apparatus, networks and systems to provide users access to a global computer network for execution, clearing, settlement and custody of trading financial instruments, facilitating commercial transactions and portfolio management; downloadable software for client onboarding and financial administration; software for collecting, analysing, storing, transmitting and reporting data, and financial information; computer software for facilitating and processing electronic payments; software for custody and trustee services; software for settlement and clearing of financial transactions; electronic publications (downloadable); databases; computer databases |
| Goods and Services | Business administration, business assistance, business advice, business analysis, business consultancy, business research and business information relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; data collection, compilation, management, processing and retrieval relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; settlement of commercial transactions for third parties relating to institutional trading; database management including maintaining and updating data in databases relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; compilation of business, commercial, financial and investment information for portfolio administration and investment management purposes; collection, acquisition, compilation, dissemination and provision of business and commercial data, statistics and information relating to capital markets, investment portfolios, and financial transactions; customer support services in relation to account enquiries, billing enquiries, customer complaint enquiries and sales relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; business information, advisory and consultancy services relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration |
| Goods and Services | Capital markets infrastructure services; managed account platform services; financial and investment portfolio administration services; investment trusteeship; trading and management of securities, stocks, shares, equities, bonds, foreign currencies, mutual funds, market indexes, options, futures, financial investments, financial instruments, financial products, financial derivatives and fund investments; investment portfolio management services; asset and portfolio management services; financial portfolio management; securities portfolio management; administration of investment, asset, and financial portfolios; financial portfolio analysis services; monitoring of financial portfolios; investment performance monitoring; monitoring of investment funds; managed investment services; financial services relating to the operation of managed investment schemes and funds; financial product manufacturing services; financial, monetary, investment and payment transaction services through capital markets infrastructure; arranging, structuring, processing, conducting, facilitating, clearing and settling of transactions for financial, monetary, investment, payment purposes through capital markets infrastructure; securities settlement and clearing services; providing secure commercial transactions and payment options via managed account platforms; facilitation of payment processing services; providing financial services, namely, operating and management of trade desks that facilitate the execution of trades in securities and financial instruments; payment services including electronic commerce payment services; payment processing services; investment account services through managed account platforms; financial custodial services including for the safekeeping and administration of securities, bonds and financial instruments; trustee services including corporate trustee services in relation to managed investment schemes and funds; trustee financial management; financial and investment administration through managed account platforms; asset management; financial asset management; financial fund management; financial and investment valuations; valuation of assets and portfolios of securities; preparation and analysis of financial, investment, transaction and portfolio reports; financial and investment information services; all of the foregoing services relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; none of the foregoing being or including advisory services or consultancy services relating to finance or investment; including the provision of all the aforementioned services electronically including via the internet |
| Goods and Services | Providing online non-downloadable software, computer software, interactive software, cloud-based software and web-based software relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration, including trading, settlement, custody, trustee services, payment processing, and investment management; providing temporary use of online non-downloadable software to provide users access to a global computer network for execution, clearing, settlement and custody of trading financial instruments, facilitating commercial transactions and portfolio management for institutional and wholesale clients; providing temporary use of online non-downloadable software for client onboarding and financial administration; providing temporary use of online non-downloadable software for collecting, analysing, storing, transmitting and reporting data and financial information; providing temporary use of online non-downloadable software for facilitating and processing electronic payments; providing temporary use of online non-downloadable software for custody and trustee services; providing temporary use of online non-downloadable software for settlement and clearing of financial transactions; data storage (other than physical storage) relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; provision of computer software services in relation to the dissemination of computerised data relating to capital markets, investment portfolios, and financial transactions; information technology (IT) consultancy relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; information technology (IT) services (computer hardware, software and peripherals design and technical consultancy) relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; computer support services (programming and software installation, repair and maintenance services); computer support services (computer software advisory and information services); computer support services being installation, repair and maintenance of network software; hosting of databases, websites, web portals, servers and digital platforms relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; software as a service (SaaS) relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; platform as a Service (PaaS) relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; database as a service (DaaS) relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; backend as a service (BaaS) relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; application service provider (ASP) services relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration; installation, repair and maintenance of computer software, firmware and middleware; computer software installation, repair and maintenance services; cloud computing; providing virtual computer systems through cloud computing; updating and maintaining computer software; design and development of software relating to capital markets infrastructure, managed account platforms, investment operations, transaction processing and settlement, and portfolio administration, custody, trustee services, payment processing, and investment management; information, advisory and consultancy services in relation to the aforementioned services; including provision of all the aforementioned services electronically including via the internet |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, December 2, 2025 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, December 2, 2025 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, December 2, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, December 2, 2025 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Caprock Institutional Pty Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Sydney 2000 AU |
| Event Date | Event Description |
| Tuesday, December 2, 2025 | NEW APPLICATION ENTERED |
| Tuesday, December 2, 2025 | APPLICATION FILING RECEIPT MAILED |