CAPITAL MARKETS COMPLIANCE Trademark

Trademark Overview

On Friday, April 14, 2000, a trademark application was filed for CAPITAL MARKETS COMPLIANCE with the United States Patent and Trademark Office. The USPTO has given the CAPITAL MARKETS COMPLIANCE trademark a serial number of 78004262. The federal status of this trademark filing is REGISTERED AND RENEWED as of Thursday, March 4, 2021. The CAPITAL MARKETS COMPLIANCE trademark is filed in the Insurance & Financial Services category with the following description:

Securities compliance consulting, namely providing consulting services with respect to regulatory requirements in the field of securities market regulation
capital markets compliance

General Information

Serial Number78004262
Word MarkCAPITAL MARKETS COMPLIANCE
Filing DateFriday, April 14, 2000
Status800 - REGISTERED AND RENEWED
Status DateThursday, March 4, 2021
Registration Number2491638
Registration DateTuesday, September 18, 2001
Mark Drawing1000 - Typeset: Word(s) / letter(s) / number(s)
Published for Opposition DateNOT AVAILABLE

Trademark Statements

Goods and ServicesSecurities compliance consulting, namely providing consulting services with respect to regulatory requirements in the field of securities market regulation

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateTuesday, June 13, 2000
Primary Code036
First Use Anywhere DateTuesday, August 31, 1999
First Use In Commerce DateTuesday, August 31, 1999

Trademark Owner History

Party NameNOT AVAILABLE
Party Type30 - Original Registrant
Legal Entity Type01 - Individual
AddressAtlanta, GA 30341
Party NameNOT AVAILABLE
Party Type10 - Original Applicant
Legal Entity Type01 - Individual
AddressAtlanta, GA 30319

Trademark Events

Event DateEvent Description
Thursday, March 4, 2021NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Thursday, March 4, 2021REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
Thursday, March 4, 2021REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Tuesday, March 2, 2021CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, November 23, 2020TEAS SECTION 8 & 9 RECEIVED
Friday, September 18, 2020COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Wednesday, August 8, 2018TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, September 7, 2011REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Wednesday, September 7, 2011REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Tuesday, August 23, 2011TEAS SECTION 8 & 9 RECEIVED
Friday, February 16, 2007REGISTERED - SEC. 8 (6-YR) ACCEPTED
Friday, February 9, 2007ASSIGNED TO PARALEGAL
Tuesday, February 6, 2007CASE FILE IN TICRS
Friday, November 10, 2006REGISTERED - SEC. 8 (6-YR) FILED
Friday, November 10, 2006TEAS SECTION 8 RECEIVED
Wednesday, November 1, 2006APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Wednesday, November 1, 2006TEAS CHANGE OF OWNER ADDRESS RECEIVED
Wednesday, November 1, 2006TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, May 9, 2003TEAS CHANGE OF CORRESPONDENCE RECEIVED
Monday, August 5, 2002PAPER RECEIVED
Tuesday, September 18, 2001REGISTERED-SUPPLEMENTAL REGISTER
Sunday, June 17, 2001APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Monday, June 4, 2001EXAMINERS AMENDMENT MAILED
Sunday, June 3, 2001USE AMENDMENT ACCEPTED
Tuesday, May 29, 2001AMENDMENT TO USE PROCESSING COMPLETE
Tuesday, February 20, 2001USE AMENDMENT FILED
Wednesday, February 28, 2001NON-FINAL ACTION MAILED
Monday, October 16, 2000CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, November 30, 2000ASSIGNED TO EXAMINER
Monday, August 28, 2000ASSIGNED TO EXAMINER

Related Keywords

compliance markets capital securities consulting requirements field market regulation regulatory services namely