| Serial Number | 85066580 |
| Word Mark | C3 SOLUTION |
| Filing Date | Friday, June 18, 2010 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Monday, June 28, 2021 |
| Registration Number | 3916793 |
| Registration Date | Tuesday, February 8, 2011 |
| Mark Drawing | 5000 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, November 23, 2010 |
| Description of Mark | The mark consists of the letter "C" with "3" in superscript, followed by a space, then "solution" with a capital "S". |
| Pseudo Mark | COMPLIANCE THREE SOLUTION |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Regulatory compliance consulting services to financial services firms registered with the Securities and Exchange Commission and state regulatory authorities |
| Disclaimer with Predetermined Text | "SOLUTION" |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, June 22, 2010 |
| Primary Code | 045 |
| First Use Anywhere Date | Monday, February 25, 2002 |
| First Use In Commerce Date | Monday, February 25, 2002 |
| Party Name | Broker-Dealer Compliance Associates, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10017 |
| Party Name | Adviser Compliance Associates, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10017 |
| Party Name | Broker-Dealer Compliance Associates, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Washington, DC 20037 |
| Party Name | Adviser Compliance Associates, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Washington, DC 20037 |
| Party Name | Broker-Dealer Compliance Associates, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Washington, DC 20037 |
| Party Name | Adviser Compliance Associates, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Washington, DC 20037 |
| Event Date | Event Description |
| Tuesday, January 23, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, January 23, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, January 23, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, January 23, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, January 23, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Monday, June 28, 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Monday, June 28, 2021 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Monday, June 28, 2021 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Monday, June 28, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, March 23, 2021 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, February 8, 2020 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, February 21, 2018 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Monday, January 23, 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
| Monday, January 23, 2017 | REGISTERED - SEC. 8 (6-YR) ACCEPTED |
| Monday, January 23, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, November 1, 2016 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, November 1, 2016 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, October 25, 2016 | TEAS SECTION 8 RECEIVED |
| Tuesday, October 25, 2016 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, February 8, 2011 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, November 23, 2010 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, November 23, 2010 | PUBLISHED FOR OPPOSITION |
| Friday, October 15, 2010 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, October 13, 2010 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, October 8, 2010 | EXAMINER'S AMENDMENT ENTERED |
| Friday, October 8, 2010 | ASSIGNED TO LIE |
| Friday, October 8, 2010 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, October 8, 2010 | EXAMINERS AMENDMENT E-MAILED |
| Friday, October 8, 2010 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, September 29, 2010 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, September 29, 2010 | NON-FINAL ACTION E-MAILED |
| Wednesday, September 29, 2010 | NON-FINAL ACTION WRITTEN |
| Sunday, September 26, 2010 | ASSIGNED TO EXAMINER |
| Wednesday, June 23, 2010 | NOTICE OF PSEUDO MARK MAILED |
| Tuesday, June 22, 2010 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, June 22, 2010 | NEW APPLICATION ENTERED |