C CETERA Trademark

Trademark Overview


On Friday, June 15, 2012, a trademark application was filed for C CETERA with the United States Patent and Trademark Office. The USPTO has given the C CETERA trademark a serial number of 85653699. The federal status of this trademark filing is REGISTERED AND RENEWED as of Friday, February 9, 2024. This trademark is owned by Cetera Financial Holdings, Inc.. The C CETERA trademark is filed in the Advertising, Business and Retail Services and Insurance & Financial Services categories with the following description:

Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services

Business management services for professionals in the fields of clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors
c cetera

General Information


Serial Number85653699
Word MarkC CETERA
Filing DateFriday, June 15, 2012
Status800 - REGISTERED AND RENEWED
Status DateFriday, February 9, 2024
Registration Number4386542
Registration DateTuesday, August 20, 2013
Mark Drawing3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, June 4, 2013

Trademark Statements


Description of MarkThe mark consists of four interlocking letter "C" designs in a cross-like shape with a square in the center. To the right is the word "Cetera".
Goods and ServicesFinancial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services
Indication of Colors claimedColor is not claimed as a feature of the mark.
Goods and ServicesBusiness management services for professionals in the fields of clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors

Classification Information


International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateMonday, June 25, 2012
Primary Code035
First Use Anywhere DateMonday, March 15, 2010
First Use In Commerce DateMonday, March 15, 2010

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateMonday, June 25, 2012
Primary Code036
First Use Anywhere DateMonday, March 15, 2010
First Use In Commerce DateMonday, March 15, 2010

Trademark Owner History


Party NameCetera Financial Holdings, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressEl Segundo, CA 90245

Party NameCetera Financial Holdings, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressEl Segundo, CA 902455670

Party NameCetera Financial Holdings, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressEl Segundo, CA 902455670

Trademark Events


Event DateEvent Description
Friday, February 9, 2024NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Friday, February 9, 2024REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Friday, February 9, 2024REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Friday, February 9, 2024CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, August 15, 2023TEAS SECTION 8 & 9 RECEIVED
Saturday, August 20, 2022COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Tuesday, November 9, 2021APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Tuesday, November 9, 2021TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, November 9, 2021ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, November 9, 2021TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, November 9, 2021TEAS CHANGE OF OWNER ADDRESS RECEIVED
Thursday, September 19, 2019NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Thursday, September 19, 2019REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Wednesday, September 18, 2019CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, August 12, 2019TEAS SECTION 8 & 15 RECEIVED
Wednesday, October 3, 2018ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Monday, August 20, 2018COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Wednesday, June 8, 2016ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, February 3, 2016ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, May 7, 2014ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Tuesday, August 20, 2013REGISTERED-PRINCIPAL REGISTER
Wednesday, August 14, 2013ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Tuesday, June 4, 2013OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, June 4, 2013PUBLISHED FOR OPPOSITION
Wednesday, May 15, 2013NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Wednesday, May 1, 2013LAW OFFICE PUBLICATION REVIEW COMPLETED
Friday, April 26, 2013APPROVED FOR PUB - PRINCIPAL REGISTER
Friday, April 26, 2013TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, April 26, 2013CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, April 17, 2013ASSIGNED TO LIE
Tuesday, April 9, 2013TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, March 15, 2013NOTIFICATION OF NON-FINAL ACTION E-MAILED
Friday, March 15, 2013NON-FINAL ACTION E-MAILED
Friday, March 15, 2013NON-FINAL ACTION WRITTEN
Friday, February 22, 2013TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, February 22, 2013CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, February 22, 2013TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, October 1, 2012NOTIFICATION OF NON-FINAL ACTION E-MAILED
Monday, October 1, 2012NON-FINAL ACTION E-MAILED
Monday, October 1, 2012NON-FINAL ACTION WRITTEN
Friday, September 28, 2012ASSIGNED TO EXAMINER
Tuesday, August 21, 2012ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, August 21, 2012TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, June 26, 2012NOTICE OF DESIGN SEARCH CODE MAILED
Monday, June 25, 2012NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Tuesday, June 19, 2012NEW APPLICATION ENTERED