| Serial Number | 86693307 |
| Word Mark | C |
| Filing Date | Wednesday, July 15, 2015 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, May 5, 2023 |
| Registration Number | 5069703 |
| Registration Date | Tuesday, October 25, 2016 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, February 2, 2016 |
| Description of Mark | The mark consists of a white letter "C" against a shaded black circular background. |
| Pseudo Mark | CONVERGEX |
| Goods and Services | Financial, investment and securities consultancy services, namely, providing trading strategies and monitoring real-time financial trade performance and execution of trade orders for investment purposes; financial services, namely, investment securities transaction services via the internet, computer-to-computer interface, and by connections to the proprietary networks of other service providers; providing financial trading and investment brokerage services on-line via the Internet involving exchange traded funds |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Providing an on-line computer software information system and data feed featuring user-defined information for use in managing and executing securities transactions; providing temporary use of online non-downloadable financial software for use in managing and executing securities transactions, for use in managing options technology, and which allows for the receipt of information about options orders and for the input and routing of options orders to exchanges and brokerage services for execution of those orders |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, May 5, 2023 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, October 31, 2015 |
| First Use In Commerce Date | Saturday, October 31, 2015 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, May 5, 2023 |
| Primary Code | 042 |
| First Use Anywhere Date | Saturday, October 31, 2015 |
| First Use In Commerce Date | Saturday, October 31, 2015 |
| Party Name | COWEN EXECUTION HOLDCO LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10019 |
| Party Name | Convergex Group, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10019 |
| Party Name | Convergex Group, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10019 |
| Party Name | Convergex Group, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10019 |
| Event Date | Event Description |
| Friday, May 5, 2023 | CANCELLED SEC. 8 (6-YR) |
| Monday, October 25, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, March 28, 2018 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, November 29, 2017 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, September 27, 2017 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, October 25, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Saturday, September 17, 2016 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Friday, September 16, 2016 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, September 13, 2016 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, August 18, 2016 | USE AMENDMENT FILED |
| Monday, September 12, 2016 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, August 18, 2016 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, March 29, 2016 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, February 2, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, February 2, 2016 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 13, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, November 24, 2015 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, November 4, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, November 3, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, November 3, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Sunday, November 1, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Sunday, November 1, 2015 | NON-FINAL ACTION E-MAILED |
| Sunday, November 1, 2015 | NON-FINAL ACTION WRITTEN |
| Monday, October 26, 2015 | ASSIGNED TO EXAMINER |
| Tuesday, July 21, 2015 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Monday, July 20, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, July 18, 2015 | NEW APPLICATION ENTERED |