| Serial Number | 88809102 |
| Word Mark | BROKERTEC |
| Filing Date | Tuesday, February 25, 2020 |
| Status | 733 - FOURTH EXTENSION - GRANTED |
| Status Date | Friday, May 31, 2024 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 19, 2022 |
| Description of Mark | The mark consists of the word "BrokerTec" with the letters "B" and "T" in uppercase and the rest of the letters are in lowercase, all letters are in a dark blue color, and the mark "BrokerTec" appears above a light blue line in the shape of a horizontally elongated parallelogram. |
| Goods and Services | Downloadable computer software for use in financial trading, financial exchange, financial information, market data, and financial clearing services; downloadable computer software for electronic trading and trade processing |
| Goods and Services | Providing telecommunications connections to a global computer financial network and electronic messaging services to financial networks |
| Pseudo Mark | BROKER TEC |
| Goods and Services | Financial exchange services; financial information services; financial information provided by electronic means; financial services, namely, electronic funds transfer via electronic communications networks; clearing and reconciling financial transactions via electronic communications networks; monetary exchange services; financial clearing house services; providing financial markets for trading, clearing, confirmation, matching and processing in the field of futures, options, over-the-counter and other derivative contracts; electronic financial trading services; electronic financial trading, namely, trading of futures, options, over-the-counter and other derivative contracts; providing on-demand and real-time financial information |
| Indication of Colors claimed | The color(s) dark blue and light blue is/are claimed as a feature of the mark. |
| Goods and Services | Analyzing and compiling data for measuring the performance of financial markets |
| Goods and Services | Providing temporary on-line use of non-downloadable software for use in trading, clearing, confirmation, and financial trading risk management; providing temporary use of on-line non-downloadable software for use in trading, storing, matching, receiving, tracking, transferring, clearing, confirmation, and financial trading risk management; providing a platform as a service (paas) featuring computer software platform for compiling, storing, and distributing financial market data; platform as a service (PaaS) featuring computer software platform for use in compiling, storing, and distributing financial market data; software as a service (SaaS) featuring software for historical, on-demand, and real-time financial market data distribution; platform as a service (PaaS) featuring computer software platforms for electronic trading and trade processing; software as a service (SaaS) featuring software used for electronic trading and trade processing |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, February 28, 2020 |
| Primary Code | 038 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, February 28, 2020 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, February 28, 2020 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, February 28, 2020 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, February 28, 2020 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | BrokerTec Americas LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10282 |
| Party Name | BrokerTec Americas LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10282 |
| Event Date | Event Description |
| Friday, February 28, 2020 | NEW APPLICATION ENTERED |
| Friday, February 28, 2020 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, February 29, 2020 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, May 14, 2020 | ASSIGNED TO EXAMINER |
| Thursday, May 14, 2020 | NON-FINAL ACTION WRITTEN |
| Thursday, May 14, 2020 | NON-FINAL ACTION E-MAILED |
| Thursday, May 14, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, November 9, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, November 9, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, November 10, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, November 20, 2020 | SUSPENSION LETTER WRITTEN |
| Friday, November 20, 2020 | LETTER OF SUSPENSION E-MAILED |
| Friday, November 20, 2020 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| Tuesday, May 4, 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, May 4, 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, May 4, 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, May 4, 2021 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Tuesday, May 4, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, May 4, 2021 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, August 18, 2021 | SUSPENSION CHECKED - TO ATTORNEY FOR ACTION |
| Thursday, September 2, 2021 | FINAL REFUSAL WRITTEN |
| Thursday, September 2, 2021 | FINAL REFUSAL E-MAILED |
| Thursday, September 2, 2021 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Wednesday, March 2, 2022 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Monday, March 7, 2022 | ASSIGNED TO LIE |
| Monday, March 7, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, March 7, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, March 11, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, March 30, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, April 19, 2022 | PUBLISHED FOR OPPOSITION |
| Tuesday, April 19, 2022 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 14, 2022 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, July 12, 2022 | ASSIGNED TO EXAMINER |
| Wednesday, December 14, 2022 | SOU TEAS EXTENSION RECEIVED |
| Wednesday, December 14, 2022 | SOU EXTENSION 1 FILED |
| Wednesday, December 14, 2022 | SOU EXTENSION 1 GRANTED |
| Friday, December 16, 2022 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Tuesday, June 13, 2023 | SOU TEAS EXTENSION RECEIVED |
| Tuesday, June 13, 2023 | SOU EXTENSION 2 FILED |
| Tuesday, June 13, 2023 | SOU EXTENSION 2 GRANTED |
| Thursday, June 15, 2023 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Wednesday, December 6, 2023 | SOU TEAS EXTENSION RECEIVED |
| Wednesday, December 6, 2023 | SOU EXTENSION 3 FILED |
| Wednesday, December 6, 2023 | SOU EXTENSION 3 GRANTED |
| Friday, December 8, 2023 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Friday, May 31, 2024 | SOU TEAS EXTENSION RECEIVED |
| Friday, May 31, 2024 | SOU EXTENSION 4 FILED |
| Friday, May 31, 2024 | SOU EXTENSION 4 GRANTED |
| Thursday, June 13, 2024 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |