| Serial Number | 77432152 |
| Word Mark | BROKER'S 401K ADVICE |
| Filing Date | Wednesday, March 26, 2008 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, May 12, 2018 |
| Registration Number | 3533667 |
| Registration Date | Tuesday, November 18, 2008 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, September 2, 2008 |
| Certificate of Correction for Registration | In the statement, Column 1, lines 1-5, are deleted, and Engleson & Associates, Inc. (New York Corporation) 930 East Avenue Rochester New York 14607 should be inserted. |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "BROKER'S 401K ADVICE" |
| Description of Mark | The mark consists of the text words "BROKER'S 401K ADVICE", with a horseshoe-shaped magnet as the "A" in "ADVICE". |
| Goods and Services | Financial analysis and consultation services in the nature of providing market analyses to enable active management of investments in the field of qualified and nonqualified retirement programs and investments for others |
| Pseudo Mark | BROKER'S 401K ADVICE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, March 31, 2008 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, January 29, 2008 |
| First Use In Commerce Date | Monday, February 11, 2008 |
| Party Name | Engleson & Associates Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Rochester, NY 14607 |
| Party Name | Engleson & Associates Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Rochester, NY 14618 |
| Party Name | Engleson & Associates Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Rochester, NY 14618 |
| Event Date | Event Description |
| Saturday, May 12, 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Saturday, May 12, 2018 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Saturday, May 12, 2018 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Saturday, May 12, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, May 2, 2018 | TEAS SECTION 8 & 9 RECEIVED |
| Friday, December 5, 2014 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - MAILED |
| Friday, December 5, 2014 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, December 5, 2014 | CORRECTION UNDER SECTION 7 ¿ PROCESSED |
| Thursday, December 4, 2014 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, November 13, 2014 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, November 12, 2014 | TEAS SECTION 7 REQUEST RECEIVED |
| Tuesday, November 18, 2008 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, September 2, 2008 | PUBLISHED FOR OPPOSITION |
| Wednesday, August 13, 2008 | NOTICE OF PUBLICATION |
| Wednesday, July 30, 2008 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, July 29, 2008 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, July 15, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, July 15, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, July 15, 2008 | ASSIGNED TO LIE |
| Tuesday, July 15, 2008 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, July 8, 2008 | NON-FINAL ACTION MAILED |
| Tuesday, July 8, 2008 | NON-FINAL ACTION WRITTEN |
| Sunday, June 29, 2008 | ASSIGNED TO EXAMINER |
| Tuesday, April 1, 2008 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Monday, March 31, 2008 | NEW APPLICATION ENTERED IN TRAM |