BROKERCHECK Trademark

Trademark Overview

On Friday, March 31, 2006, a trademark application was filed for BROKERCHECK with the United States Patent and Trademark Office. The USPTO has given the BROKERCHECK trademark a serial number of 78851554. The federal status of this trademark filing is REGISTERED AND RENEWED as of Wednesday, May 24, 2017. This trademark is owned by National Association of Securities Dealers, Inc.. The BROKERCHECK trademark is filed in the Advertising, Business and Retail Services category with the following description:

Providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
brokercheck

General Information

Serial Number78851554
Word MarkBROKERCHECK
Filing DateFriday, March 31, 2006
Status800 - REGISTERED AND RENEWED
Status DateWednesday, May 24, 2017
Registration Number3227407
Registration DateTuesday, April 10, 2007
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, January 23, 2007

Trademark Statements

Goods and ServicesProviding an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
Pseudo MarkBROKER CHECK

Classification Information

International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateThursday, April 6, 2006
Primary Code035
First Use Anywhere DateWednesday, December 3, 2003
First Use In Commerce DateWednesday, December 3, 2003

Trademark Owner History

Party NameFINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Party Type31 - New Owner After Registration
Legal Entity Type99 - Other
AddressWASHINGTON, DC 20006
Party NameNational Association of Securities Dealers, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressWashington, DC 20006
Party NameNational Association of Securities Dealers, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressWashington, DC 20006
Party NameNational Association of Securities Dealers, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressWashington, DC 20006

Trademark Events

Event DateEvent Description
Wednesday, May 24, 2017NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Wednesday, May 24, 2017REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Wednesday, May 24, 2017REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Wednesday, May 24, 2017CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, March 29, 2017TEAS SECTION 8 & 9 RECEIVED
Tuesday, January 17, 2017ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, January 17, 2017TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Sunday, April 10, 2016COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Wednesday, January 29, 2014ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, January 29, 2014TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Saturday, November 24, 2012NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Saturday, November 24, 2012REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Saturday, November 24, 2012CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, October 30, 2012TEAS SECTION 8 & 15 RECEIVED
Wednesday, August 29, 2007AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Tuesday, April 10, 2007REGISTERED-PRINCIPAL REGISTER
Tuesday, January 23, 2007PUBLISHED FOR OPPOSITION
Wednesday, January 3, 2007NOTICE OF PUBLICATION
Wednesday, December 6, 2006LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, December 6, 2006ASSIGNED TO LIE
Friday, November 17, 2006APPROVED FOR PUB - PRINCIPAL REGISTER
Thursday, November 16, 2006EXAMINER'S AMENDMENT ENTERED
Thursday, November 16, 2006EXAMINER'S AMENDMENT ENTERED
Thursday, November 16, 2006EXAMINERS AMENDMENT E-MAILED
Thursday, November 16, 2006EXAMINERS AMENDMENT -WRITTEN
Friday, October 27, 2006TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, October 26, 2006CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, October 26, 2006TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, September 27, 2006NON-FINAL ACTION E-MAILED
Wednesday, September 27, 2006NON-FINAL ACTION WRITTEN
Wednesday, September 13, 2006ASSIGNED TO EXAMINER
Tuesday, April 11, 2006NOTICE OF PSEUDO MARK MAILED
Thursday, April 6, 2006NEW APPLICATION ENTERED IN TRAM

Related Keywords

brokercheck registered financial providing brokerage firms employees their practices conduct business