BROKER DEALER IN A BOX Trademark
Trademark Overview
On Saturday, September 7, 2024, a trademark application was filed for BROKER DEALER IN A BOX with the United States Patent and Trademark Office. The USPTO has given the BROKER DEALER IN A BOX trademark a serial number of 98738541. The federal status of this trademark filing is APPROVED FOR PUBLICATION as of Saturday, August 9, 2025. This trademark is owned by Argute Group LLC. The BROKER DEALER IN A BOX trademark is filed in the Computer & Software Services & Scientific Services category with the following description:
Software as a service (SAAS) services featuring software using artificial intelligence (AI) for use in machine learning within the field of regulatory compliance in U.S. securities laws; Consulting services in the field of software as a service (SAAS), namely, strategic and technical advice to U.S. securities industry broker dealers regarding the design, implementation, customization, and regulatory integration of non-downloadable compliance software
General Information
| Serial Number | 98738541 |
| Word Mark | BROKER DEALER IN A BOX |
| Filing Date | Saturday, September 7, 2024 |
| Status | 680 - APPROVED FOR PUBLICATION |
| Status Date | Saturday, August 9, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| NOT AVAILABLE | "BROKER DEALER" |
| Goods and Services | Software as a service (SAAS) services featuring software using artificial intelligence (AI) for use in machine learning within the field of regulatory compliance in U.S. securities laws; Consulting services in the field of software as a service (SAAS), namely, strategic and technical advice to U.S. securities industry broker dealers regarding the design, implementation, customization, and regulatory integration of non-downloadable compliance software |
Classification Information
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, September 7, 2024 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
Trademark Owner History
| Party Name | Argute Group LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | AUSTIN, TX 78732-1965 |
Trademark Events
| Event Date | Event Description |
| Saturday, September 7, 2024 | NEW APPLICATION ENTERED |
| Saturday, September 7, 2024 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, March 11, 2025 | ASSIGNED TO EXAMINER |
| Thursday, March 13, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, March 13, 2025 | NON-FINAL ACTION E-MAILED |
| Friday, March 14, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, March 13, 2025 | NON-FINAL ACTION WRITTEN |
| Friday, March 14, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, March 14, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Saturday, May 17, 2025 | FINAL REFUSAL E-MAILED |
| Tuesday, May 27, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Saturday, May 17, 2025 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Saturday, May 17, 2025 | FINAL REFUSAL WRITTEN |
| Tuesday, May 27, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, May 27, 2025 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Friday, August 8, 2025 | NON-FINAL ACTION WRITTEN |
| Friday, August 8, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, August 8, 2025 | NON-FINAL ACTION E-MAILED |
| Saturday, August 9, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Saturday, August 9, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Saturday, August 9, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Saturday, August 9, 2025 | APPROVED FOR PUB - PRINCIPAL REGISTER |
