BROADENING OPPORTUNITY | BALANCING VOLATILITY Trademark
Trademark Overview
On Wednesday, October 15, 2025, a trademark application was filed for BROADENING OPPORTUNITY | BALANCING VOLATILITY with the United States Patent and Trademark Office. The USPTO has given the BROADENING OPPORTUNITY | BALANCING VOLATILITY trademark a serial number of 99444062. The federal status of this trademark filing is RESPONSE AFTER NON-FINAL ACTION - ENTERED as of Friday, March 6, 2026. The BROADENING OPPORTUNITY | BALANCING VOLATILITY trademark is filed in the Insurance & Financial Services category with the following description:
Financial portfolio management; Management of securities portfolios; Management of portfolios comprising securities; Financial management in the field of managed futures
General Information
| Serial Number | 99444062 |
| Word Mark | BROADENING OPPORTUNITY | BALANCING VOLATILITY |
| Filing Date | Wednesday, October 15, 2025 |
| Status | 661 - RESPONSE AFTER NON-FINAL ACTION - ENTERED |
| Status Date | Friday, March 6, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | Financial portfolio management; Management of securities portfolios; Management of portfolios comprising securities; Financial management in the field of managed futures |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, October 15, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, October 10, 2025 |
| First Use In Commerce Date | Friday, October 10, 2025 |
Trademark Owner History
| Party Name | NOT AVAILABLE |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 01 - Individual |
| Address | Rolling Hills Estates, CA 90274
US |
Trademark Events
| Event Date | Event Description |
| Wednesday, October 15, 2025 | NEW APPLICATION ENTERED |
| Wednesday, October 15, 2025 | APPLICATION FILING RECEIPT MAILED |
| Sunday, March 1, 2026 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, March 3, 2026 | ASSIGNED TO EXAMINER |
| Thursday, March 5, 2026 | NON-FINAL ACTION WRITTEN |
| Thursday, March 5, 2026 | NON-FINAL ACTION E-MAILED |
| Thursday, March 5, 2026 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, March 6, 2026 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, March 6, 2026 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, March 6, 2026 | TEAS/EMAIL CORRESPONDENCE ENTERED |
