BROAD OAK ADVISORS Trademark

Trademark Overview


On Wednesday, August 23, 2006, a trademark application was filed for BROAD OAK ADVISORS with the United States Patent and Trademark Office. The USPTO has given the BROAD OAK ADVISORS trademark a serial number of 78958660. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, March 9, 2018. This trademark is owned by BROAD OAK ADVISORS, LLC. The BROAD OAK ADVISORS trademark is filed in the Insurance & Financial Services category with the following description:

FINANCIAL SERVICES NAMELY PROVIDING FINANCIAL AND INVESTMENT BANKING SERVICES, ACCESSING CAPITAL MARKETS; QUANTITATIVE AND PRO FORMA FINANCIAL ANALYSIS, INVESTMENT RISK DISCLOSURE, REVIEW OF SECURITIES, AND SOURCING INVESTMENT CAPITAL
broad oak advisors

General Information


Serial Number78958660
Word MarkBROAD OAK ADVISORS
Filing DateWednesday, August 23, 2006
Status710 - CANCELLED - SECTION 8
Status DateFriday, March 9, 2018
Registration Number3272390
Registration DateTuesday, July 31, 2007
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, May 15, 2007

Trademark Statements


Certificate of Correction for RegistrationIn the statement, Column 1, line, 1, " TEXAS LTD LIAB CO" should be deleted and DELAWARE CORPORATION should be inserted.
Disclaimer with Predetermined Text"ADVISORS"
Goods and ServicesFINANCIAL SERVICES NAMELY PROVIDING FINANCIAL AND INVESTMENT BANKING SERVICES, ACCESSING CAPITAL MARKETS; QUANTITATIVE AND PRO FORMA FINANCIAL ANALYSIS, INVESTMENT RISK DISCLOSURE, REVIEW OF SECURITIES, AND SOURCING INVESTMENT CAPITAL

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, March 9, 2018
Primary Code036
First Use Anywhere DateThursday, June 15, 2006
First Use In Commerce DateThursday, June 15, 2006

Trademark Owner History


Party NameBROAD OAK ADVISORS, LLC
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressDALLAS, TX 75215

Party NameBROAD OAK ADVISORS, LLC
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressDALLAS, TX 75215

Party NameBROAD OAK ADVISORS, LLC
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressDALLAS, TX 75215

Trademark Events


Event DateEvent Description
Friday, March 9, 2018CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Sunday, July 31, 2016COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Thursday, September 13, 2012NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Thursday, September 13, 2012REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Thursday, September 13, 2012CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, August 20, 2012TEAS SECTION 8 & 15 RECEIVED
Monday, August 20, 2012TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, January 27, 2009UNDELIVERABLE MAIL - NO ACTION TAKEN
Monday, October 20, 2008CORRECTION UNDER SECTION 7 ¿ PROCESSED
Monday, September 15, 2008RESPONSE RECEIVED TO POST REG. ACTION
Monday, September 15, 2008PAPER RECEIVED
Thursday, March 6, 2008POST REGISTRATION ACTION MAILED - SEC. 7
Thursday, February 14, 2008RESPONSE RECEIVED TO POST REG. ACTION
Thursday, February 14, 2008PAPER RECEIVED
Monday, December 17, 2007POST REGISTRATION ACTION MAILED - SEC. 7
Wednesday, December 12, 2007ASSIGNED TO PARALEGAL
Thursday, November 1, 2007SEC 7 REQUEST FILED
Thursday, November 1, 2007PAPER RECEIVED
Tuesday, July 31, 2007REGISTERED-PRINCIPAL REGISTER
Tuesday, May 15, 2007PUBLISHED FOR OPPOSITION
Wednesday, April 25, 2007NOTICE OF PUBLICATION
Friday, March 16, 2007LAW OFFICE PUBLICATION REVIEW COMPLETED
Thursday, March 15, 2007ASSIGNED TO LIE
Tuesday, February 20, 2007APPROVED FOR PUB - PRINCIPAL REGISTER
Saturday, February 17, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, February 16, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, February 16, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Thursday, January 18, 2007NON-FINAL ACTION E-MAILED
Thursday, January 18, 2007NON-FINAL ACTION WRITTEN
Thursday, January 18, 2007ASSIGNED TO EXAMINER
Monday, August 28, 2006NEW APPLICATION ENTERED IN TRAM