| Serial Number | 88811928 |
| Word Mark | BROAD OAK |
| Filing Date | Wednesday, February 26, 2020 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, October 13, 2020 |
| Registration Number | 6173481 |
| Registration Date | Tuesday, October 13, 2020 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, July 28, 2020 |
| Goods and Services | FINANCIAL SERVICES NAMELY PROVIDING FINANCIAL INVESTMENT BROKERAGE AND INVESTMENT BANKING SERVICES, ACCESSING CAPITAL MARKETS, NAMELY, Brokerage services for capital investments; QUANTITATIVE AND PRO FORMA FINANCIAL ANALYSIS, INVESTMENT RISK ASSESSMENT SERVICES, Financial analysis, relating to securities, AND Providing venture capital investment funding |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, March 7, 2020 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, June 15, 2006 |
| First Use In Commerce Date | Thursday, June 15, 2006 |
| Party Name | BROAD OAK ADVISORS, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Salida, CO 81201 |
| Party Name | BROAD OAK ADVISORS, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Salida, CO 81201 |
| Party Name | BROAD OAK ADVISORS, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Salida, CO 81201 |
| Event Date | Event Description |
| Tuesday, October 13, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 28, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 28, 2020 | PUBLISHED FOR OPPOSITION |
| Wednesday, July 8, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Saturday, June 20, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, June 19, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, June 18, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, June 18, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, May 14, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, May 14, 2020 | NON-FINAL ACTION E-MAILED |
| Thursday, May 14, 2020 | NON-FINAL ACTION WRITTEN |
| Thursday, May 14, 2020 | ASSIGNED TO EXAMINER |
| Saturday, March 7, 2020 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, March 5, 2020 | NEW APPLICATION ENTERED IN TRAM |