| Serial Number | 77863666 |
| Word Mark | BROAD FINANCIAL SOLO 401K |
| Filing Date | Tuesday, November 3, 2009 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, January 20, 2017 |
| Registration Number | 3803095 |
| Registration Date | Tuesday, June 15, 2010 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, March 30, 2010 |
| Disclaimer with Predetermined Text | "FINANCIAL SOLO 401K" |
| Goods and Services | Financial administration of 401K retirement plans; financial advisory and consultancy services related to 401K retirement plans; financial investment in the field of 401K retirement plans for others; financial planning, namely, the creation of personalized 401K retirement plans for those who are self-employed |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, January 20, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, May 15, 2009 |
| First Use In Commerce Date | Monday, June 1, 2009 |
| Party Name | Broad Financial LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Monsey, NY 10952 |
| Party Name | Broad Financial LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Monsey, NY 10952 |
| Party Name | Broad Financial LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Monsey, NY 10952 |
| Event Date | Event Description |
| Friday, January 20, 2017 | CANCELLED SEC. 8 (6-YR) |
| Monday, June 15, 2015 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, June 15, 2010 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, April 14, 2010 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, April 14, 2010 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, March 30, 2010 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 30, 2010 | PUBLISHED FOR OPPOSITION |
| Wednesday, February 24, 2010 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, February 24, 2010 | ASSIGNED TO LIE |
| Thursday, January 28, 2010 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, January 28, 2010 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, January 28, 2010 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, January 28, 2010 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, January 28, 2010 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, January 25, 2010 | ASSIGNED TO EXAMINER |
| Friday, November 6, 2009 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, November 6, 2009 | NEW APPLICATION ENTERED IN TRAM |