| Serial Number | 78454088 |
| Word Mark | BREAKWATER CAPITAL MANAGEMENT, LLC |
| Filing Date | Wednesday, July 21, 2004 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, October 11, 2013 |
| Registration Number | 3214700 |
| Registration Date | Tuesday, March 6, 2007 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, December 19, 2006 |
| Disclaimer with Predetermined Text | "CAPITAL MANAGEMENT, LLC" |
| Goods and Services | Investment management and investment advice services |
| Pseudo Mark | BREAK WATER CAPITAL MANAGEMENT, LLC |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, October 11, 2013 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, September 15, 2003 |
| First Use In Commerce Date | Monday, September 15, 2003 |
| Party Name | Breakwater Capital Management, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Palo Alto, CA 94301 |
| Party Name | Breakwater Capital Management, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Palo Alto, CA 94301 |
| Party Name | Breakwater Capital Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Palo Alto, CA 94301 |
| Event Date | Event Description |
| Friday, October 11, 2013 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, October 16, 2007 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, October 16, 2007 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, March 6, 2007 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, December 19, 2006 | PUBLISHED FOR OPPOSITION |
| Wednesday, November 29, 2006 | NOTICE OF PUBLICATION |
| Thursday, October 26, 2006 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, October 13, 2006 | ASSIGNED TO LIE |
| Monday, October 2, 2006 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, September 22, 2006 | LIE CHECKED SUSP - TO ATTY FOR ACTION |
| Wednesday, February 15, 2006 | REPORT COMPLETED SUSPENSION CHECK CASE STILL SUSPENDED |
| Wednesday, February 15, 2006 | REPORT COMPLETED SUSPENSION CHECK CASE STILL SUSPENDED |
| Friday, July 29, 2005 | LETTER OF SUSPENSION E-MAILED |
| Friday, July 29, 2005 | SUSPENSION LETTER WRITTEN |
| Wednesday, July 27, 2005 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, July 18, 2005 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, July 18, 2005 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, February 24, 2005 | NON-FINAL ACTION E-MAILED |
| Thursday, February 24, 2005 | NON-FINAL ACTION WRITTEN |
| Thursday, February 24, 2005 | ASSIGNED TO EXAMINER |
| Tuesday, July 27, 2004 | PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED |
| Tuesday, July 27, 2004 | PAPER RECEIVED |
| Thursday, July 29, 2004 | NEW APPLICATION ENTERED IN TRAM |