BEHAVIORAL RISK INDICATOR Trademark

Trademark Overview


On Wednesday, August 1, 2012, a trademark application was filed for BEHAVIORAL RISK INDICATOR with the United States Patent and Trademark Office. The USPTO has given the BEHAVIORAL RISK INDICATOR trademark a serial number of 85692482. The federal status of this trademark filing is REGISTERED AND RENEWED as of Wednesday, August 21, 2024. This trademark is owned by Transparent Value, LLC. The BEHAVIORAL RISK INDICATOR trademark is filed in the Insurance & Financial Services category with the following description:

Providing equity research and equity capital investment analysis about the financial condition and stock prices of public and private companies; financial consulting services, namely, providing businesses with advice in the field of shareholder communications; funds and securities investment
behavioral risk indicator

General Information


Serial Number85692482
Word MarkBEHAVIORAL RISK INDICATOR
Filing DateWednesday, August 1, 2012
Status800 - REGISTERED AND RENEWED
Status DateWednesday, August 21, 2024
Registration Number4578280
Registration DateTuesday, August 5, 2014
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, May 20, 2014

Trademark Statements


Goods and ServicesProviding equity research and equity capital investment analysis about the financial condition and stock prices of public and private companies; financial consulting services, namely, providing businesses with advice in the field of shareholder communications; funds and securities investment

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateThursday, August 9, 2012
Primary Code036
First Use Anywhere DateTuesday, June 20, 2006
First Use In Commerce DateTuesday, June 20, 2006

Trademark Owner History


Party NameGUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10017

Party NameTransparent Value, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10017

Party NameTransparent Value, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10022

Party NameTransparent Value, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10022

Trademark Events


Event DateEvent Description
Friday, June 7, 2013TEAS/EMAIL CORRESPONDENCE ENTERED
Saturday, August 4, 2012NEW APPLICATION ENTERED
Thursday, August 9, 2012NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Thursday, November 29, 2012ASSIGNED TO EXAMINER
Friday, December 7, 2012NON-FINAL ACTION WRITTEN
Friday, December 7, 2012NON-FINAL ACTION E-MAILED
Friday, December 7, 2012NOTIFICATION OF NON-FINAL ACTION E-MAILED
Friday, June 7, 2013TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, June 7, 2013CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, February 11, 2014AMENDMENT TO USE PROCESSING COMPLETE
Friday, August 9, 2013FINAL REFUSAL WRITTEN
Friday, August 9, 2013FINAL REFUSAL E-MAILED
Friday, August 9, 2013NOTIFICATION OF FINAL REFUSAL EMAILED
Monday, February 10, 2014TEAS AMENDMENT OF USE RECEIVED
Monday, February 10, 2014TEAS REQUEST FOR RECONSIDERATION RECEIVED
Monday, February 10, 2014EXPARTE APPEAL RECEIVED AT TTAB
Monday, February 10, 2014JURISDICTION RESTORED TO EXAMINING ATTORNEY
Monday, February 10, 2014EX PARTE APPEAL-INSTITUTED
Tuesday, February 11, 2014USE AMENDMENT FILED
Tuesday, May 20, 2014OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Wednesday, February 12, 2014ASSIGNED TO LIE
Wednesday, February 19, 2014CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, February 19, 2014TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, April 17, 2014USE AMENDMENT ACCEPTED
Thursday, April 17, 2014APPROVED FOR PUB - PRINCIPAL REGISTER
Thursday, April 17, 2014LAW OFFICE PUBLICATION REVIEW COMPLETED
Friday, April 18, 2014NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED
Wednesday, April 30, 2014NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Tuesday, May 20, 2014PUBLISHED FOR OPPOSITION
Wednesday, September 19, 2018ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Monday, August 5, 2019COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Friday, April 24, 2020APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Tuesday, August 5, 2014REGISTERED-PRINCIPAL REGISTER
Wednesday, September 26, 2018ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Friday, April 24, 2020TEAS CHANGE OF OWNER ADDRESS RECEIVED
Friday, April 24, 2020TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, April 24, 2020ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, April 24, 2020TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Friday, April 24, 2020TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, June 11, 2020REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
Friday, July 24, 2020TEAS SECTION 8 & 15 RECEIVED
Wednesday, September 23, 2020CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, September 23, 2020REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Thursday, September 24, 2020NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Wednesday, June 5, 2024TEAS SECTION 8 & 9 RECEIVED
Tuesday, August 20, 2024CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, August 21, 2024REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Wednesday, August 21, 2024REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Wednesday, August 21, 2024NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Saturday, August 5, 2023COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED