| Serial Number | 87816642 |
| Word Mark | BARON FUNDS |
| Filing Date | Thursday, March 1, 2018 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, June 2, 2020 |
| Registration Number | 6069923 |
| Registration Date | Tuesday, June 2, 2020 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 26, 2019 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Printed financial statements in the form of quarterly, annual, and statement of additional information reports; and printed mutual fund prospectus reports |
| Goods and Services | Downloadable newsletters, reports and webinars in the field of investment and investment management available directly to professional and institutional investors; downloadable electronic financial statements in the form of quarterly, annual, and statement of additional information reports; and downloadable electronic mutual fund prospectus reports |
| NOT AVAILABLE | "FUNDS" |
| Goods and Services | Educational services, namely, providing non-downloadable webinars in the field of investment and investment management available directly to professional and institutional investors; Educational services, namely, conducting conferences in the field of investment and investment management |
| Description of Mark | The mark consists of a stylized design of a castle; beneath are the words "BARON FUNDS" in stylized font. |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, March 8, 2018 |
| Primary Code | 009 |
| First Use Anywhere Date | Saturday, March 31, 2018 |
| First Use In Commerce Date | Saturday, March 31, 2018 |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, March 8, 2018 |
| Primary Code | 016 |
| First Use Anywhere Date | Monday, January 28, 2019 |
| First Use In Commerce Date | Monday, January 28, 2019 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, March 8, 2018 |
| Primary Code | 041 |
| First Use Anywhere Date | Wednesday, February 28, 2018 |
| First Use In Commerce Date | Wednesday, February 28, 2018 |
| Party Name | Baron Capital Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10153 |
| Party Name | Baron Capital Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10153 |
| Party Name | Baron Capital Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10153 |
| Event Date | Event Description |
| Monday, March 5, 2018 | NEW APPLICATION ENTERED |
| Thursday, March 8, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, March 9, 2018 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Wednesday, June 13, 2018 | ASSIGNED TO EXAMINER |
| Tuesday, June 19, 2018 | NON-FINAL ACTION WRITTEN |
| Tuesday, June 19, 2018 | NON-FINAL ACTION E-MAILED |
| Tuesday, June 19, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, December 18, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, December 18, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, December 18, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, January 28, 2019 | SUSPENSION LETTER WRITTEN |
| Monday, January 28, 2019 | LETTER OF SUSPENSION E-MAILED |
| Monday, January 28, 2019 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| Friday, February 1, 2019 | EXAMINERS AMENDMENT -WRITTEN |
| Friday, February 1, 2019 | EXAMINERS AMENDMENT E-MAILED |
| Friday, February 1, 2019 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, February 1, 2019 | EXAMINER'S AMENDMENT ENTERED |
| Friday, February 1, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, February 15, 2019 | ASSIGNED TO LIE |
| Wednesday, March 6, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, March 26, 2019 | PUBLISHED FOR OPPOSITION |
| Tuesday, March 26, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 21, 2019 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Friday, October 11, 2019 | TEAS STATEMENT OF USE RECEIVED |
| Monday, October 28, 2019 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, October 11, 2019 | USE AMENDMENT FILED |
| Monday, October 28, 2019 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, October 28, 2019 | SU - NON-FINAL ACTION - WRITTEN |
| Monday, October 28, 2019 | NON-FINAL ACTION E-MAILED |
| Monday, October 28, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, November 19, 2019 | SOU TEAS EXTENSION RECEIVED |
| Tuesday, April 21, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, April 27, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, April 27, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, April 28, 2020 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, April 29, 2020 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, June 2, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Monday, June 2, 2025 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, November 25, 2025 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, November 25, 2025 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, November 25, 2025 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, November 25, 2025 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, November 25, 2025 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |