BARON FIRST PRINCIPLES ETF Trademark
Trademark Overview
On Monday, November 3, 2025, a trademark application was filed for BARON FIRST PRINCIPLES ETF with the United States Patent and Trademark Office. The USPTO has given the BARON FIRST PRINCIPLES ETF trademark a serial number of 99476786. The federal status of this trademark filing is RESPONSE AFTER NON-FINAL ACTION - ENTERED as of Monday, April 6, 2026. This trademark is owned by Baron Capital Group, Inc.. The BARON FIRST PRINCIPLES ETF trademark is filed in the Insurance & Financial Services category with the following description:
Investment management; Mutual fund investment
General Information
| Serial Number | 99476786 |
| Word Mark | BARON FIRST PRINCIPLES ETF |
| Filing Date | Monday, November 3, 2025 |
| Status | 661 - RESPONSE AFTER NON-FINAL ACTION - ENTERED |
| Status Date | Monday, April 6, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| NOT AVAILABLE | ETF |
| Goods and Services | Investment management; Mutual fund investment |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, November 3, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
Trademark Owner History
| Party Name | Baron Capital Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10153
US |
Trademark Events
| Event Date | Event Description |
| Monday, November 3, 2025 | NEW APPLICATION ENTERED |
| Monday, November 3, 2025 | APPLICATION FILING RECEIPT MAILED |
| Friday, November 7, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, December 26, 2025 | ASSIGNED TO EXAMINER |
| Monday, January 5, 2026 | NON-FINAL ACTION WRITTEN |
| Monday, January 5, 2026 | NON-FINAL ACTION E-MAILED |
| Monday, January 5, 2026 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, April 6, 2026 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, April 6, 2026 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, April 6, 2026 | TEAS/EMAIL CORRESPONDENCE ENTERED |
