BALLAST CAPITAL ADVISORS Trademark

Trademark Overview


On Wednesday, June 28, 2017, a trademark application was filed for BALLAST CAPITAL ADVISORS with the United States Patent and Trademark Office. The USPTO has given the BALLAST CAPITAL ADVISORS trademark a serial number of 87509097. The federal status of this trademark filing is ABANDONED - AFTER EX PARTE APPEAL as of Friday, December 20, 2019. This trademark is owned by Ballast Capital Advisors LLC. The BALLAST CAPITAL ADVISORS trademark is filed in the Insurance & Financial Services category with the following description:

Financial planning and investment advisory services
ballast capital advisors

General Information


Serial Number87509097
Word MarkBALLAST CAPITAL ADVISORS
Filing DateWednesday, June 28, 2017
Status603 - ABANDONED - AFTER EX PARTE APPEAL
Status DateFriday, December 20, 2019
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s)
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Indication of Colors claimedThe color(s) dark blue and light blue is/are claimed as a feature of the mark.
Disclaimer with Predetermined Text"CAPITAL ADVISORS"
Description of MarkThe mark consists of the stylized words "BALLAST CAPITAL ADVISORS" and an 8-pointed star surrounded by a circle. There is a small circle on each point of the star. The circle goes through the middle of each point of the star. "BALLAST" appears in dark blue upper case lettering, with "CAPITAL ADVISORS" in italicized light blue lettering in upper and lower case, directly under the word "BALLAST." The 8-pointed star appears to the left of the words.
Goods and ServicesFinancial planning and investment advisory services

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateThursday, July 6, 2017
Primary Code036
First Use Anywhere DateWednesday, May 18, 2016
First Use In Commerce DateWednesday, May 18, 2016

Trademark Owner History


Party NameBallast Capital Advisors LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressWest Des Moines, IA 50266

Trademark Events


Event DateEvent Description
Friday, December 20, 2019ABANDONMENT NOTICE MAILED - AFTER EX PARTE APPEAL
Friday, December 20, 2019ABANDONMENT - AFTER EX PARTE APPEAL
Friday, December 20, 2019EXPARTE APPEAL TERMINATED
Wednesday, October 2, 2019EX PARTE APPEAL-REFUSAL AFFIRMED
Friday, August 30, 2019REPLY BRIEF FILED - CHECK TTAB FILES
Friday, August 9, 2019NOTIFICATION OF EXAMINERS STATEMENT E-MAILED
Friday, August 9, 2019EXAMINERS STATEMENT E-MAILED
Friday, August 9, 2019EXAMINERS STATEMENT - COMPLETED
Monday, June 17, 2019JURISDICTION RESTORED TO EXAMINING ATTORNEY
Tuesday, April 9, 2019EX PARTE APPEAL-INSTITUTED
Tuesday, April 9, 2019JURISDICTION RESTORED TO EXAMINING ATTORNEY
Tuesday, April 9, 2019EXPARTE APPEAL RECEIVED AT TTAB
Monday, October 29, 2018NOTIFICATION OF FINAL REFUSAL EMAILED
Monday, October 29, 2018FINAL REFUSAL E-MAILED
Monday, October 29, 2018FINAL REFUSAL WRITTEN
Thursday, October 18, 2018TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, October 17, 2018CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, October 17, 2018TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, April 20, 2018NOTIFICATION OF NON-FINAL ACTION E-MAILED
Friday, April 20, 2018NON-FINAL ACTION E-MAILED
Friday, April 20, 2018NON-FINAL ACTION WRITTEN
Tuesday, March 27, 2018TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, March 26, 2018CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, March 26, 2018TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, September 27, 2017NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, September 27, 2017NON-FINAL ACTION E-MAILED
Wednesday, September 27, 2017NON-FINAL ACTION WRITTEN
Monday, September 25, 2017ASSIGNED TO EXAMINER
Friday, July 7, 2017NOTICE OF DESIGN SEARCH CODE E-MAILED
Thursday, July 6, 2017NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
Saturday, July 1, 2017NEW APPLICATION ENTERED IN TRAM