| Serial Number | 77543939 |
| Word Mark | AW ALPHA WEALTH STRATEGIES |
| Filing Date | Monday, August 11, 2008 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Friday, March 20, 2020 |
| Registration Number | 3743689 |
| Registration Date | Tuesday, February 2, 2010 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, November 17, 2009 |
| Indication of Colors claimed | The color(s) black and gold is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "ALPHA WEALTH STRATEGIES" |
| Description of Mark | The mark consists of black, capital "W" with a gold capital "A" inserted into the middle carat of the "W" surrounded by a gold circle. The top left tip of the "W" extends outside of the circle slightly. Centered below the circle is the word "ALPHA" in gold and all capitals; the "A" is the largest character with "LPHA" being 7/10ths the size of the "A" and the letters inside the circle ("W" and "A") are 2/5ths the size of this "A". Below "LPHA" in black capital letters is "WEALTH STRATEGIES" and these letters are 1/5th the size of the largest "A". Together, the circle with the words, "ALPHA WEALTH STRATEGIES" form a triangular shape. |
| Goods and Services | Financial advice; Financial advice and consultancy services; Financial advisory and consultancy services; Financial consultancy; Financial consultation; Financial consulting; Financial due diligence; Financial investment in the field of marketable securities; Financial management; Financial planning; Financial planning and investment advisory services; Financial planning consultation; Financial planning for retirement; Financial planning, namely, the creation of personalized strategies to achieve financial independence; Financial portfolio analysis services; Financial portfolio management; Financial research; Financial services in the nature of an investment security; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, August 14, 2008 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, July 21, 2006 |
| First Use In Commerce Date | Sunday, August 27, 2006 |
| Party Name | Clark Monroe Blackman, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Cypress, TX 77433 |
| Party Name | Clark Monroe Blackman, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Kingwood, TX 773452639 |
| Party Name | Clark Monroe Blackman, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Kingwood, TX 773452639 |
| Event Date | Event Description |
| Thursday, December 2, 2021 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Thursday, December 2, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, December 2, 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Friday, March 20, 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Friday, March 20, 2020 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Friday, March 20, 2020 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Friday, March 20, 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, January 23, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, January 23, 2020 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, February 2, 2019 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Thursday, March 17, 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Thursday, March 17, 2016 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Thursday, March 17, 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, January 14, 2016 | TEAS SECTION 8 & 15 RECEIVED |
| Thursday, January 14, 2016 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, February 2, 2010 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, November 17, 2009 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, November 17, 2009 | PUBLISHED FOR OPPOSITION |
| Wednesday, October 14, 2009 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, October 7, 2009 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, September 28, 2009 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, September 28, 2009 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, September 28, 2009 | ASSIGNED TO LIE |
| Friday, September 25, 2009 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Thursday, September 24, 2009 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, September 24, 2009 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, May 11, 2009 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Monday, May 11, 2009 | FINAL REFUSAL E-MAILED |
| Monday, May 11, 2009 | FINAL REFUSAL WRITTEN |
| Thursday, April 2, 2009 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, April 2, 2009 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, April 2, 2009 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, December 1, 2008 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, December 1, 2008 | NON-FINAL ACTION E-MAILED |
| Monday, December 1, 2008 | NON-FINAL ACTION WRITTEN |
| Wednesday, November 19, 2008 | ASSIGNED TO EXAMINER |
| Friday, August 15, 2008 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Thursday, August 14, 2008 | NEW APPLICATION ENTERED IN TRAM |