
| Serial Number | 79411379 |
| Word Mark | ASX |
| Filing Date | Thursday, September 12, 2024 |
| Status | 661 - RESPONSE AFTER NON-FINAL ACTION - ENTERED |
| Status Date | Monday, October 27, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | business administration and business consultancy services in relation to statistics and indexes concerning securities trading, interests, prices, exchange rates and other economic data concerning securities and providing business such information; business advisory, consultancy and information service; data compilation and collection for others, namely, calculation, recordation, compilation and systematization of information concerning securities trading, financial interests, financial markets and other financial data for business purposes, and providing such information electronic means; provision of business data analysis; business data analysis; market research services;recording the transfer of securities; maintenance of information in registers for shares, securities and other financial products |
| Goods and Services | Financial services including financial trading exchange services, namely, cross-border financial exchange services, non-electronic financial exchange services and electronic financial exchange services featuring order routing, secure message transmission and/or authenticated message transmission; financial exchange agencies; financial clearing ; financial clearing house services; financial clearing-houses ; collection of financial information in the nature of stock market information, such as quotations, orders, market transactions computerised financial services, namely, clearing and reconciling financial transactions via a global computer network; conducting of financial transactions, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; financial exchange services; financial information; financial information services; financial market information services; financial services namely facilitating trading, clearing and settlement of securities, such securities including equity, debt, perpetual floating rate notes, derivatives (including warrants, options, futures, options over futures, lepos, repos, swaps, fras, insurable risks, share ratios and index options), hybrid securities, convertible notes, preference shares, convertible preference shares, commodities, permits, rights, licenses, credits, enterprises, property, infrastructure, intellectual property rights, contracts, installment receipts, unit trusts, index funds, managed funds, mutual funds, real estate investment trusts, currency, structured products and financial instruments, and including cross-border clearing, managing foreign exchange risk, custody services, escrow services, trustee services, bureau clearing services and third party clearing services; financial transaction services, including namely, financial clearing and settlement services for market transactions, estate settlement services for managed funds, electronic facilitation of corporate action elections and transactions in the nature of securities and financial registry services, and registration being brokerage of shares, securities and other financial securities products; provision of financial information; provision of information relating to financial services being providing financial information; carbon trading exchange services, namely, trading of carbon dioxide and greenhouse gas emissions credits, allowances, or offsets of others; financial securities exchange services; commodities, gold, mercantile, monetary and security exchange, namely, commodities exchange, gold trading, monetary exchange and financial exchange services; quotation of stock market exchange prices; share exchange schemes, namely, financial administration of stock exchange trading of shares and other financial securities in financial markets; stock exchange quotations; stock exchange information services; electronic financial trading services provided by a trading network via an electronic private intranet network and global computer network; financial clearing and debt settlement of trades, including, in the field of cross-border clearing, managing foreign exchange risk, custody services, escrow services, trustee services, bureau clearing services and third party clearing services; financial risk management; provision of financial information concerning financial matters, including, provision of information in respect to, market matters, listed entities, products with such products including equity, debt, derivatives, commodities, permits, rights, licenses, credits, enterprises, property, infrastructure, intellectual property rights, contracts, installment receipts, unit trusts, index funds, managed funds, mutual funds, real estate investment trusts, currency, structured products and financial instruments, and including provision of financial information advice concerning market data such as trade and quote data, corporate action information, company announcements, financial data and fundamental data; the provision of financial information and financial data analysis in connection with financial and monetary affairs, including online; financial services, including, namely, financial analysis and financial data tracking relating to securities and other financial instruments, and financial monitoring and assessment services in the field of financial evaluation; monetary affairs, namely, financial information, management and analysis services;preparation of financial analyses; preparation of financial reports for others; providing financial information via a website |
| Goods and Services | Arranging and conducting of seminars in the field of financial matters; arranging and conducting of workshops in the field of financial matters; conducting instructional courses in the field of financial matters ; conducting of educational courses in the field of financial matters ; conducting of instructional seminars in the field of financial matters; conducting seminars in the field financial matters; conducting training seminars in the field of financial matters;conducting training workshops in the field of financial matters; video production of webcasts; publication of commodity market financial index indices books |
| Goods and Services | Downloadable application software for processing and analysing information relating to financial matters; Downloadable application software that enables trading in financial instruments, provides for trade execution and trade confirmation capabilities, and provides authorization access to financial information and financial market information, real time and otherwise; Downloadable application software for instructional, educational, teaching and administrative purposes relating to financial matters; Downloadable computer software for processing and analysing information relating to financial matters; Downloadable computer software for instructional, educational, teaching and administrative purposes relating to financial matters; downloadable webcasts, but not including software applications for navigational systems and software for telecommunication devices, navigation systems, television, radio and end-consumer electronics, except where the software applications or software relate to financial markets, services or products; Downloadable computer software that enables trading in financial instruments, provides for trade execution and trade confirmation capabilities, and provides authorization access to financial information and financial market information, real time and otherwise; Downloadable computer software providing a distributed ledger technology platform that facilitates the hosting of software applications; Downloadable computer databases in the field of financial matters; Downloadable databases in the field of financial matters, namely, downloadable newspapers, newsletters, magazines, periodicals, manuals, books, booklets, pamphlets, reports, and instructional, educational and teaching materials in the field of financial matters; (electronic publications); Downloadable data processing software programs; Downloadable data processing systems, namely, securities trading platforms, other systems designed to process the transfer of ownership of financial products |
| Goods and Services | Computer software design; computer software development; development of computer software application solutions; development of computer software systems for the processing of data; development of computer software systems for the storage of data; development of computer software systems for the transmission of data; computer co-location services being the rental of data centre facilities and computer hardware apparatus; design, installation, maintenance, and development of software for trading, clearing and settlement and handling of securities, for the operation of financial market places, and for information relating to the stock market and securities; digital identification and certification services being the provision of authentication, issuance and validation services to identify, verify and authenticate digital certificates for first and third parties and interactions between the same and securing business communications and transactions; electronic server hosting services; platform as a service (PaaS) featuring computer software platforms relating to the trading, clearing and settlement of securities and financial instruments; software as a service (SaaS) services featuring computer software relating to the trading, clearing and settlement of securities and financial instruments ; hosting of software as a service (SaaS), namely, software as a service (SAAS) services in the nature of hosting third-party software ; electronic data storage services, namely, computerized data storage services for financial market data; research and development of new products; hosting a data platform for storing, accessing, compiling, arranging, integrating or analysing data, including for sale to others on a virtual private server |
| Goods and Services | · Communication of information by computer terminals; communication of information by electronic computer terminals means; communication services for the transmission of information by electronic means; computer communications for the transmission of information; electronic data transmission; electronic transmission of information; transmission of information by computer; transmission of information by electronic means; broadcasting over a global computer network, namely, webcasting services(broadcasting over a global computer network); webcasting services; providing access to an online database featuring real time investment information; electronic transmission of securities, financial instruments market information, quotations and orders electronic communication networks, namely communicating and routing data involving securities and financial instruments transactions to others via a computer network, internet, online and other electronic channels; peer-to-peer networking computer services, namely, electronic transmission of data over electronic communications networks; providing on-line Internet access to publications |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, December 5, 2024 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, December 5, 2024 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, December 5, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, December 5, 2024 |
| Primary Code | 038 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, December 5, 2024 |
| Primary Code | 041 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, December 5, 2024 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | ASX OPERATIONS PTY. LTD. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 81 - NOT AVAILABLE |
| Address | AU |
| Event Date | Event Description |
| Thursday, December 5, 2024 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Friday, December 6, 2024 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, December 6, 2024 | APPLICATION FILING RECEIPT MAILED |
| Wednesday, March 12, 2025 | ASSIGNED TO EXAMINER |
| Friday, March 14, 2025 | NON-FINAL ACTION WRITTEN |
| Saturday, March 15, 2025 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Friday, April 25, 2025 | REFUSAL PROCESSED BY MPU |
| Friday, April 25, 2025 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Saturday, May 17, 2025 | REFUSAL PROCESSED BY IB |
| Wednesday, September 3, 2025 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, September 3, 2025 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, September 3, 2025 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, September 3, 2025 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, October 27, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, October 27, 2025 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, October 27, 2025 | TEAS/EMAIL CORRESPONDENCE ENTERED |