| Serial Number | 86897472 |
| Word Mark | AST |
| Filing Date | Thursday, February 4, 2016 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Wednesday, October 18, 2023 |
| Registration Number | 5184460 |
| Registration Date | Tuesday, April 18, 2017 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 31, 2017 |
| Pseudo Mark | AMERICAN STOCK TRANSFER |
| Goods and Services | Financial advice and consultancy services, including capital markets; investment advisory services; trust services, namely, investment and trust company services; fund investment consultation; fiduciary representatives; securities brokerage and trading; financial asset management; debt recovery services; financial consulting services, namely, advising others regarding abandoned and unclaimed personal property and real estate; financial services, namely, investment fund transfer and transaction services; management of portfolios of transferable securities; investment management; claims administration services in the field of bankruptcy debts and class action payments, all excluding (i) any pooled investment vehicle or investment company registered, or exempt from registration, under the investment company act of 1940, as amended, and (ii) investment advisory services provided to and/or managing of any pooled investment vehicle or investment company registered, or exempt from registration, under the investment company act of 1940 |
| Goods and Services | Business management consulting and business administration services concerning corporate governance, proxy solicitation, commercial information agency services, and shareholder meeting and proxy services; management of telephone call centers for others; financial record-keeping for regulatory compliance purposes and consulting in conjunction therewith; data processing services; document reproduction; business management services, namely, managing office functions in the nature of copying, printing, graphing, filing and mailing for others, all excluding (i) any pooled investment vehicle or investment company registered, or exempt from registration, under the investment company act of 1940, as amended, and (ii) investment advisory services provided to and/or managing of any pooled investment vehicle or investment company registered, or exempt from registration, under the investment company act of 1940 |
| Goods and Services | Regulatory compliance and case management consulting services in the fields of corporate governance, proxy solicitation, bankruptcy, class action suits and escheatment |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, February 9, 2016 |
| Primary Code | 035 |
| First Use Anywhere Date | Thursday, April 30, 2015 |
| First Use In Commerce Date | Thursday, April 30, 2015 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, February 9, 2016 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, April 30, 2015 |
| First Use In Commerce Date | Thursday, April 30, 2015 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 8, 2016 |
| Primary Code | 045 |
| First Use Anywhere Date | Thursday, April 30, 2015 |
| First Use In Commerce Date | Thursday, April 30, 2015 |
| Party Name | EQUINITI TRUST COMPANY, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 11219 |
| Party Name | American Stock Transfer & Trust Company, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Brooklyn, NY 11219 |
| Party Name | American Stock Transfer & Trust Company, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Brooklyn, NY 11219 |
| Party Name | American Stock Transfer & Trust Company, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Brooklyn, NY 11219 |
| Event Date | Event Description |
| Monday, February 8, 2016 | NEW APPLICATION ENTERED |
| Tuesday, February 9, 2016 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, February 10, 2016 | NOTICE OF PSEUDO MARK E-MAILED |
| Friday, May 20, 2016 | ASSIGNED TO EXAMINER |
| Friday, May 20, 2016 | NON-FINAL ACTION WRITTEN |
| Friday, May 20, 2016 | NON-FINAL ACTION E-MAILED |
| Friday, May 20, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, October 28, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, November 8, 2016 | ASSIGNED TO LIE |
| Tuesday, November 8, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, November 8, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, November 16, 2016 | FINAL REFUSAL WRITTEN |
| Wednesday, November 16, 2016 | FINAL REFUSAL E-MAILED |
| Wednesday, November 16, 2016 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Wednesday, December 7, 2016 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Friday, December 9, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, December 9, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, December 9, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, December 27, 2016 | ASSIGNED TO LIE |
| Tuesday, December 27, 2016 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, January 11, 2017 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, January 31, 2017 | PUBLISHED FOR OPPOSITION |
| Tuesday, January 31, 2017 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 18, 2017 | REGISTERED-PRINCIPAL REGISTER |
| Monday, April 18, 2022 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, April 18, 2023 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, October 18, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, October 18, 2023 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Wednesday, October 18, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, March 19, 2025 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |