| Serial Number | 97104923 |
| Word Mark | ASSETMARK INVESTMENT MANAGEMENT |
| Filing Date | Tuesday, November 2, 2021 |
| Status | 606 - ABANDONED - NO STATEMENT OF USE FILED |
| Status Date | Monday, January 1, 2024 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 4, 2023 |
| Description of Mark | The mark consists of a stylized triangle design and the stylized wording "ASSETMARK INVESTMENT MANAGEMENT". The large triangle is blue. The small triangle contains diagonal stripes in the colors teal, white, and sky blue that create triangles within the two intersecting triangles. The wording "ASSETMARK" is black, while the wording "INVESTMENT MANAGEMENT" is gray. Other than as described, the color white represents background, outlining, shading, and/or transparent areas and is not part of the mark. |
| Goods and Services | Financial services, namely, investment counseling and portfolio management; financial and investment services, namely, investment advisory, consultation, and management services; financial planning services; financial services, namely, wealth management; fund management, namely, management of mutual funds; financial asset management; alternative investment management, namely, management of a capital invedstment fund; strategic financial advisory services, namely, investment management and investment consultation services in all asset classes, including fixed-income products, equities, alternative investments, and commodities; financial risk management consultation; custodial services in the nature of financial trust operations; investment management services and investment of funds and assets of others, capital investment services, and financial transaction services, namely, securities trading for others, investment fund transfer and transaction services, and assisting others with the completion of financial transactions for securities and investment fund transfer and transaction services; financial trust and estate trust planning and management services; brokerage services, namely, acting as broker and dealer of equity and debt securities; financial investment management and financial advisory services for retirement plans and 401k plans; financial analysis, namely, compiling and analyzing statistics, data and other sources of information for financial purposes; financial risk assessment services |
| Indication of Colors claimed | The color(s) black, blue, gray, teal, and white is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "INVESTMENT MANAGEMENT" |
| Goods and Services | Providing online non-downloadable software for portfolio construction, management, and financial analysis for use by professional investment advisors and their clients; providing online non-downloadable software for financial portfolio performance analysis, generating investment research reports for use by investment advisors and their clients in the fields of investment allocation and retirement income planning |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, November 12, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, November 12, 2021 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | AssetMark, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Concord, CA 94520 |
| Party Name | AssetMark, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Concord, CA 94520 |
| Event Date | Event Description |
| Tuesday, January 2, 2024 | ABANDONMENT NOTICE E-MAILED - NO USE STATEMENT FILED |
| Monday, January 1, 2024 | ABANDONMENT - NO USE STATEMENT FILED |
| Tuesday, May 30, 2023 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, April 4, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 4, 2023 | PUBLISHED FOR OPPOSITION |
| Wednesday, March 15, 2023 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, February 27, 2023 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, February 14, 2023 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, February 13, 2023 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, February 13, 2023 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, August 17, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, August 17, 2022 | NON-FINAL ACTION E-MAILED |
| Wednesday, August 17, 2022 | NON-FINAL ACTION WRITTEN |
| Thursday, August 11, 2022 | ASSIGNED TO EXAMINER |
| Saturday, November 13, 2021 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, November 12, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, November 5, 2021 | NEW APPLICATION ENTERED |