| Serial Number | 86678523 |
| Word Mark | ARISTATA FINANCIAL |
| Filing Date | Tuesday, June 30, 2015 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Tuesday, May 24, 2022 |
| Registration Number | 4985168 |
| Registration Date | Tuesday, June 21, 2016 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 26, 2016 |
| Amendment to a Registration/Renewal Certificate | In the statement, line 13, after derivatives for others, following wording "excluding acting as a sponsor or advertising or marketing of private investment funds" is inserted. And line 27-28 "underwriting, issuance and administration of annuities" is deleted. |
| Goods and Services | Financial and investment services, namely, brokerage services in the fields of stocks, bonds, options, mutual funds, commodities, futures, and other securities; Proprietary trading services, namely, fund investment services featuring the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder; investment banking services; securities brokerage; equity capital investment services; private placements of hedge funds, private equity funds, securities and derivatives for others *, excluding acting as a sponsor or advertising or marketing of private investment funds; * investment of funds for others; [ securities trading and investing services for others via the Internet; ]investment advisory services; investment consultation services; investment management services; providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement through a global computer network; financial planning; cash management account services; providing financial portfolio management services; [ providing an interactive online computer database in the field of financial portfolio management, financial decision making, investment research, monitoring investment value and performance of investments, analyzing investment performance, evaluating asset allocation, risk tolerance, financial alternative plans, and investment time frames; ] insurance agencies, insurance consultation and insurance administration services in the fields of life, health, and long-term care; [ underwriting, issuance and administration of annuities; ] Investment management of and distribution of annuities |
| Disclaimer with Predetermined Text | "FINANCIAL" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, July 6, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, September 1, 2015 |
| First Use In Commerce Date | Tuesday, September 1, 2015 |
| Party Name | ARISTATA FINANCIAL, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | WICHITA, KS 67202 |
| Party Name | ARISTATA FINANCIAL, LLC |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | WICHITA, KS 67202 |
| Party Name | Flint Hills Financial Holdings, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Wichita, KS 67202 |
| Party Name | Flint Hills Financial Holdings, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Wichita, KS 67202 |
| Event Date | Event Description |
| Tuesday, May 24, 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Tuesday, May 24, 2022 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, May 24, 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, December 2, 2021 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, June 21, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, September 12, 2017 | AMENDMENT UNDER SECTION 7 ¿ PROCESSED |
| Monday, September 11, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, August 30, 2017 | TEAS SECTION 7 REQUEST RECEIVED |
| Tuesday, June 21, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Saturday, May 14, 2016 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Friday, May 13, 2016 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, May 4, 2016 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, March 28, 2016 | USE AMENDMENT FILED |
| Monday, May 2, 2016 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, March 30, 2016 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, March 28, 2016 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, March 22, 2016 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 26, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 26, 2016 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 6, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, October 13, 2015 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, October 13, 2015 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, October 13, 2015 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, October 13, 2015 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, October 13, 2015 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, October 8, 2015 | ASSIGNED TO EXAMINER |
| Monday, July 6, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, July 3, 2015 | NEW APPLICATION ENTERED IN TRAM |