| Serial Number | 86583374 |
| Word Mark | ARIS |
| Filing Date | Tuesday, March 31, 2015 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Friday, October 21, 2022 |
| Registration Number | 4944391 |
| Registration Date | Tuesday, April 26, 2016 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, February 9, 2016 |
| Description of Mark | The mark consists of the word "Aris" to the left of a solid square with rounded corners containing seven rows and seven columns of dots with lighter-shaded dots in the center depicting a plus sign. |
| In Another Form Statement | The mark was first used in commerce in a different form other than that sought to be registered at least as early as 00/00/1991 |
| Goods and Services | Financial services, namely, investment counseling and portfolio management; financial and investment services, namely, investment advisory, consultation, and management services; financial planning services; wealth management; fund management, namely, management of mutual funds; financial asset management; alternative investment management; strategic investment management and investment consultation services in all asset classes, including fixed-income products, equities, alternative investments, and commodities; financial risk management consultation; custodial services in the nature of financial trust operations; investment management services and investment of funds and assets of others, capital investment services, and financial transaction services, namely, financial custody services in the nature of custody transactions, and trading of mutual funds, equities, and securities for account holders; trust and estate planning and management services; brokerage services, namely, acting as broker and dealer of equity and debt securities; investment management and advisory services for retirement plans and 401k plans |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| In Another Form Statement | The mark was first used anywhere in a different form other than that sought to be registered at least as early as 00/00/1991 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, April 10, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, September 30, 2001 |
| First Use In Commerce Date | Sunday, September 30, 2001 |
| Party Name | AssetMark, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Concord, CA 94520 |
| Party Name | AssetMark, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Concord, CA 94520 |
| Party Name | AssetMark, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Concord, CA 94520 |
| Event Date | Event Description |
| Tuesday, July 7, 2015 | NON-FINAL ACTION WRITTEN |
| Friday, April 3, 2015 | NEW APPLICATION ENTERED |
| Friday, April 10, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, April 11, 2015 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, July 7, 2015 | ASSIGNED TO EXAMINER |
| Tuesday, July 7, 2015 | NON-FINAL ACTION E-MAILED |
| Tuesday, March 8, 2016 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, March 8, 2016 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, April 26, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 7, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, December 29, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, December 29, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, December 30, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Saturday, January 2, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, January 20, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, February 9, 2016 | PUBLISHED FOR OPPOSITION |
| Tuesday, February 9, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Wednesday, January 27, 2021 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, February 23, 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, February 23, 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, February 23, 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, February 23, 2021 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Tuesday, February 23, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, February 23, 2021 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Monday, April 26, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, December 27, 2017 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, September 18, 2024 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Friday, October 21, 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Friday, April 22, 2022 | TEAS SECTION 8 & 15 RECEIVED |
| Friday, October 21, 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, October 21, 2022 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |