| Serial Number | 77209986 |
| Word Mark | ARIEL INVESTMENTS |
| Filing Date | Tuesday, June 19, 2007 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, September 29, 2018 |
| Registration Number | 3506141 |
| Registration Date | Tuesday, September 23, 2008 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, November 13, 2007 |
| Goods and Services | Printed publications, namely, reports, educational materials, newsletters, pamphlets and periodicals featuring investment news and commentary |
| Goods and Services | Investment advisory services; investment management; mutual fund brokerage, distribution and investment; financial sponsorship of cultural and performing arts events; providing on-line information in the field of investments |
| NOT AVAILABLE | "INVESTMENTS" |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, June 22, 2007 |
| Primary Code | 016 |
| First Use Anywhere Date | Wednesday, April 30, 2008 |
| First Use In Commerce Date | Wednesday, April 30, 2008 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, June 22, 2007 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, April 30, 2008 |
| First Use In Commerce Date | Wednesday, April 30, 2008 |
| Party Name | ARIEL INVESTMENTS, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60601 |
| Party Name | ARIEL INVESTMENTS, LLC |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | CHICAGO, IL 60601 |
| Party Name | Ariel Capital Management, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60601 |
| Party Name | Ariel Capital Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60601 |
| Event Date | Event Description |
| Friday, June 22, 2007 | NEW APPLICATION ENTERED |
| Friday, September 21, 2007 | ASSIGNED TO EXAMINER |
| Friday, September 28, 2007 | EXAMINERS AMENDMENT -WRITTEN |
| Friday, September 28, 2007 | EXAMINERS AMENDMENT E-MAILED |
| Friday, September 28, 2007 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, September 28, 2007 | ASSIGNED TO LIE |
| Friday, September 28, 2007 | EXAMINERS AMENDMENT -WRITTEN |
| Friday, September 28, 2007 | EXAMINERS AMENDMENT E-MAILED |
| Friday, September 28, 2007 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, September 28, 2007 | EXAMINER'S AMENDMENT ENTERED |
| Monday, October 1, 2007 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, October 5, 2007 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, October 24, 2007 | NOTICE OF PUBLICATION |
| Tuesday, November 13, 2007 | PUBLISHED FOR OPPOSITION |
| Tuesday, February 5, 2008 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Wednesday, May 14, 2008 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, August 4, 2008 | TEAS STATEMENT OF USE RECEIVED |
| Friday, August 15, 2008 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, August 4, 2008 | USE AMENDMENT FILED |
| Friday, August 15, 2008 | STATEMENT OF USE PROCESSING COMPLETE |
| Friday, August 15, 2008 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, August 19, 2008 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Tuesday, September 23, 2008 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 16, 2013 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, April 16, 2013 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, January 21, 2014 | TEAS SECTION 8 & 15 RECEIVED |
| Friday, January 31, 2014 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, January 21, 2014 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| Friday, January 31, 2014 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, January 31, 2014 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Monday, June 15, 2015 | NOTICE OF SUIT |
| Wednesday, April 19, 2017 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Saturday, September 23, 2017 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Monday, September 24, 2018 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, September 29, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, September 29, 2018 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Saturday, September 29, 2018 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Saturday, September 29, 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |