| Serial Number | 88718300 |
| Word Mark | APEX CLEARING |
| Filing Date | Friday, December 6, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, July 21, 2020 |
| Registration Number | 6106105 |
| Registration Date | Tuesday, July 21, 2020 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, May 5, 2020 |
| Description of Mark | The mark consists of the literal element "APEX" wherein the "X" has a space in the middle of its body, followed by the literal element "CLEARING". |
| Amendment to a Registration/Renewal Certificate | In the statement, Column 2, line 10, " followed by a perpendicular line" is deleted. The drawing is amended to appear as follows: PUBLISH NEW CUT |
| Goods and Services | financial clearing house services featuring clearing financial transactions, providing trade settlement, custody, cashiering, account opening, and related services to broker-dealers and registered investment advisors |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "CLEARING" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, December 11, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, October 31, 2016 |
| First Use In Commerce Date | Monday, October 31, 2016 |
| Party Name | APEX FINTECH SOLUTIONS LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Dallas, TX 75201 |
| Party Name | Apex Clearing Corporation |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75201 |
| Party Name | Apex Clearing Corporation |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75201 |
| Party Name | Apex Clearing Corporation |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75201 |
| Event Date | Event Description |
| Monday, March 14, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, March 14, 2022 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Monday, March 14, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, March 14, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, February 23, 2022 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, February 23, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, February 23, 2022 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Wednesday, February 23, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, February 23, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, February 23, 2022 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, May 12, 2021 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, November 23, 2020 | AMENDMENT UNDER SECTION 7 - PROCESSED |
| Tuesday, November 17, 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, July 23, 2020 | TEAS SECTION 7 REQUEST RECEIVED |
| Tuesday, July 21, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, May 5, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 5, 2020 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 15, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, March 30, 2020 | ASSIGNED TO LIE |
| Monday, March 23, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, March 23, 2020 | EXAMINER'S AMENDMENT ENTERED |
| Monday, March 23, 2020 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, March 23, 2020 | EXAMINERS AMENDMENT E-MAILED |
| Monday, March 23, 2020 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, March 16, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, March 16, 2020 | NON-FINAL ACTION E-MAILED |
| Monday, March 16, 2020 | NON-FINAL ACTION WRITTEN |
| Thursday, March 5, 2020 | ASSIGNED TO EXAMINER |
| Thursday, December 12, 2019 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Wednesday, December 11, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, December 10, 2019 | NEW APPLICATION ENTERED |