| Serial Number | 86186748 |
| Word Mark | ALTIUM WEALTH MANAGEMENT |
| Filing Date | Thursday, February 6, 2014 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Monday, February 8, 2021 |
| Registration Number | 4639953 |
| Registration Date | Tuesday, November 18, 2014 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, September 2, 2014 |
| Description of Mark | The mark consists of a tree with a grey trunk and blue leaves appearing above the word "ALTIUM" in blue, which appears above the wording "WEALTH MANAGEMENT" in grey. One horizontal grey line appears to the left of "WEALTH" and one appears to the right of "MANAGEMENT". |
| Goods and Services | Financial services, namely, wealth management services |
| Indication of Colors claimed | The color(s) blue and grey is/are claimed as a feature of the mark. |
| NOT AVAILABLE | "WEALTH MANAGEMENT" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, June 30, 2014 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, October 1, 2010 |
| First Use In Commerce Date | Friday, October 1, 2010 |
| Party Name | ALTIUM OPCO, LLC |
| Party Type | 33 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | PURCHASE, NY 10577 |
| Party Name | ALTIUM WEALTH MANAGEMENT LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | PURCHASE, NY 10577 |
| Party Name | ALTIUM HOLDINGS GROUP, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | PURCHASE, NY 10577 |
| Party Name | ALTIUM WEALTH MANAGEMENT, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Purchase, NY 10577 |
| Party Name | ALTIUM WEALTH MANAGEMENT, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Purchase, NY 10577 |
| Party Name | ALTIUM WEALTH MANAGEMENT, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Purchase, NY 10577 |
| Event Date | Event Description |
| Monday, February 10, 2014 | NEW APPLICATION ENTERED |
| Thursday, February 20, 2014 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, February 21, 2014 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, May 13, 2014 | ASSIGNED TO EXAMINER |
| Tuesday, May 13, 2014 | REMOVED FROM TEAS PLUS |
| Tuesday, May 13, 2014 | NON-FINAL ACTION WRITTEN |
| Tuesday, May 13, 2014 | NON-FINAL ACTION E-MAILED |
| Tuesday, May 13, 2014 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, June 24, 2014 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, June 24, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, June 24, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, July 1, 2014 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, July 18, 2014 | ASSIGNED TO LIE |
| Friday, July 25, 2014 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, August 13, 2014 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, September 2, 2014 | PUBLISHED FOR OPPOSITION |
| Tuesday, September 2, 2014 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Monday, November 18, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, November 18, 2014 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, December 17, 2014 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, November 18, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, November 18, 2019 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, October 28, 2020 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, February 8, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, February 8, 2021 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Monday, February 8, 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, March 8, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, March 15, 2023 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, March 22, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, March 29, 2023 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Friday, July 7, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, July 7, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, July 7, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, July 19, 2024 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, November 18, 2023 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |