| Serial Number | 76388418 |
| Word Mark | ALPPS |
| Filing Date | Thursday, March 28, 2002 |
| Status | 606 - ABANDONED - NO STATEMENT OF USE FILED |
| Status Date | Tuesday, July 29, 2003 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, November 5, 2002 |
| Goods and Services | investment advisory services and asset management in the nature of an investment vehicle designed to provide returns to the investor based on the performance of a different investment vehicle or basket of investment vehicles, all with a limited total amount of downside risk that corresponds to a percentage of the initial investment |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, April 9, 2002 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | UBS O'Connor LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Stamford, CT 06901 |
| Party Name | UBS O'Connor LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Stamford, CT 06901 |
| Event Date | Event Description |
| Tuesday, September 30, 2003 | ABANDONMENT - NO USE STATEMENT FILED |
| Tuesday, January 28, 2003 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, November 5, 2002 | PUBLISHED FOR OPPOSITION |
| Wednesday, October 16, 2002 | NOTICE OF PUBLICATION |
| Thursday, August 22, 2002 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, August 15, 2002 | ASSIGNED TO EXAMINER |